MARY JO WHITE HAS BEEN SWORN IN AS THE NEW CHAIR OF THE SEC
On April 10, 2013 Mary Jo White was sworn in as chair of the Securities and Exchange Commission (SEC). Ms. White was nominated by P...
Home Archive by Category "Securities Attorneys" (Page 7)
Securities Attorneys
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Legal & Compliance, LLC Adds Lazarus Rothstein, Esq. as Of Counsel as Economic Confidence Builds in 2013 among its Clients
WEST PALM BEACH, FLORIDA (January 10, 2013) - Legal & Compliance, LLC is pleased to announce that Lazarus Rothstein, Esq. has recent...
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An Update On Dealing With The DTC Following The SEC’s Ruling On International Power Group, Ltd.
Back in October and November of 2011, I wrote a series of blogs regarding DTC eligibility for OTC (over-the-counter) Issuers. OTC I...
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