CrowdfundingForm 10-KForm 10-QJOBS ACTJOBS ACT and CrowdfundingRegulation ARegulation A+Regulation DReverse MergersS-1 Registration StatementSecurities Attorneys Regulation A+; A Brief History Laura Anthony, Esq.July 30, 2012 Title IV of the JOBS Act – Small Capital Formation – is quickly being called the new Regulation A+. Title IV of the JOBS Act techni... 044200
CrowdfundingFINRAForm CFunding PortalsJOBS ACTJOBS ACT and CrowdfundingSecurities Attorneys Proposed Crowdfunding Rules – Part III Laura Anthony, Esq.December 10, 2013 044100
IPOJOBS ACTJOBS ACT and CrowdfundingPrivate Investment in Public Equity (PIPE)Securities Attorneys Q2 By The Numbers – An Analysis of Market Laura Anthony, Esq.July 24, 2012 First, I’d like to give credit to The DealFlow Report which was my initial source for the numerical factual information in this blog... 043600
Broker Dealer Registration RequirementsBroker-DealerDodd-Frank ActFINRAJOBS ACTJOBS ACT and CrowdfundingRegulation DRule 144ARule 506SEC GuidanceSecurities Attorneys Will FINRA Rule Changes Related to Private Placement Further Deter Broker Dealers From Placing the Securities of Small Businesses? Laura Anthony, Esq.September 3, 2013 043200
CrowdfundingFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRegulation DSecurities Attorneys SEC Still on Track to Meet the 270 Deadline to Enact Crowdfunding Rules Laura Anthony, Esq.July 10, 2012 The SEC is still on track and expects to meet the 270 day deadline to draft rules and enact Title III of the JOBS Act creating the n... 042500
CrowdfundingJOBS ACTReverse MergersSecurities AttorneysUncategorized At-The-Market Offerings Laura Anthony, Esq.May 2, 2012 Anyone that reads the trade journals knows that at-the-market offerings, or ATM’s as they are now known, have recently gained in pop... 042300
Form 10JOBS ACTJOBS ACT and CrowdfundingReverse MergersSEC GuidanceSecurities Attorneys SEC Issues Guidance on Registration and Deregistration Under Jobs Act Laura Anthony, Esq.April 18, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Some of the rules went into effect immediately, such as the ability... 042100
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRegulation AReverse MergersRule 504Rule 506Securities Attorneys The JOBS Act Is Not Just Crowdfunding Laura Anthony, Esq.April 17, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. In my excitement over this ground-breaking new law, I have been zeal... 041900
CrowdfundingFINRAJOBS ACTJOBS ACT and CrowdfundingRegulation DSEC GuidanceSecurities AttorneysUncategorized CFIRA Submits Crowdfunding Letter to SEC Laura Anthony, Esq.May 24, 2012 The CFIRA (Crowdfund Intermediaries Regulatory Advocates) was established by crowdfunding industry professionals for the purpose of... 041900
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRegulation DReverse MergersRule 144ARule 506Securities Attorneys JOBS Act Amendments to General Solicitation and Advertising of Private Offerings Laura Anthony, Esq.May 3, 2012 Title II of the JOBS Act provides that, within 90 days of the passage of the JOBS Act (i.e. July 5, 2012), the SEC will amend Sectio... 041800