CrowdfundingJOBS ACTRegulation DReverse MergersSarbanes-Oxley Act of 2002SEC GuidanceSecurities AttorneysUncategorized Crowdfunding Act Signed Into Law Laura Anthony, Esq.April 16, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. In accordance with the JOBS Act requirement that all crowdfunding pl... 053100
Dodd-Frank ActJOBS ACTRegulation S-KSECSEC GuidanceThe FAST ActUncategorized SEC Gives Insight On 2016 Initiatives Laura Anthony, Esq.March 8, 2016 052800
CrowdfundingForm 10-KForm 10-QJOBS ACTJOBS ACT and CrowdfundingRegulation ARegulation A+Regulation DReverse MergersS-1 Registration StatementSecurities Attorneys Regulation A+; A Brief History Laura Anthony, Esq.July 30, 2012 Title IV of the JOBS Act – Small Capital Formation – is quickly being called the new Regulation A+. Title IV of the JOBS Act techni... 052800
Dodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRegulation DRegulation SSecurities Attorneys An Overview of Exemptions for Hedge Fund Advisors: Exemptions for Advisors to Venture Capital Funds, Private Fund Advisors with Less Than $150 Million in Assets Under Management, and Foreign Private Advisors – Part IV Laura Anthony, Esq.September 17, 2013 052400
Dodd-Frank ActJOBS ACTSECSecurities AttorneysSmall Cap MarketUncategorized SEC Congressional Testimony- Part I Laura Anthony, Esq.April 14, 2015 052100
Broker-DealerCrowdfundingFINRAFunding PortalsJOBS ACTJOBS ACT and CrowdfundingSection 304Securities Attorneys FINRA Seeks Public Comment in Advance of Crowdfunding Rulemaking Laura Anthony, Esq.July 10, 2012 The Financial Industry Regulatory Authority (FINRA) has requested public comment and input in advance of preparing and publishing pr... 051100
Bad Actor RulesBad ActorsDodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRegulation DRule 506SEC GuidanceSecurities AttorneysUncategorized SEC has Finalized Rules Disqualifying Felons and Other “Bad Actors” from Rule 506 Offerings Laura Anthony, Esq.July 31, 2013 051000
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRule 506SEC GuidanceSecurities AttorneysUncategorized Crowdfunding Act – What about state securities laws? Laura Anthony, Esq.June 14, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full title of which... 051000
Form 10JOBS ACTJOBS ACT and CrowdfundingReverse MergersSEC GuidanceSecurities Attorneys SEC Issues Guidance on Registration and Deregistration Under Jobs Act Laura Anthony, Esq.April 18, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Some of the rules went into effect immediately, such as the ability... 050900
CrowdfundingJOBS ACTReverse MergersSecurities AttorneysUncategorized At-The-Market Offerings Laura Anthony, Esq.May 2, 2012 Anyone that reads the trade journals knows that at-the-market offerings, or ATM’s as they are now known, have recently gained in pop... 050800