Broker-DealerCrowdfundingFINRAFunding PortalsJOBS ACTJOBS ACT and CrowdfundingSection 304Securities Attorneys FINRA Seeks Public Comment in Advance of Crowdfunding Rulemaking Laura Anthony, Esq.July 10, 2012 The Financial Industry Regulatory Authority (FINRA) has requested public comment and input in advance of preparing and publishing pr... 034000
CrowdfundingFINRAForm DFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRule 144Section 5White Paper CROWDFUNDING FROM A TO Z Laura Anthony, Esq.October 4, 2012 As the expected deadline for the SEC to publish rules and regulations enacting the Crowdfunding Act (Title III of the Jumpstart Our... 033700
Bad Actor RulesBad ActorsDodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRegulation DRule 506SEC GuidanceSecurities AttorneysUncategorized SEC has Finalized Rules Disqualifying Felons and Other “Bad Actors” from Rule 506 Offerings Laura Anthony, Esq.July 31, 2013 033600
CrowdfundingFINRAForm CFunding PortalsJOBS ACTJOBS ACT and CrowdfundingSecurities Attorneys Proposed Crowdfunding Rules – Part II Laura Anthony, Esq.December 3, 2013 033500
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRegulation AReverse MergersRule 504Rule 506Securities Attorneys The JOBS Act Is Not Just Crowdfunding Laura Anthony, Esq.April 17, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. In my excitement over this ground-breaking new law, I have been zeal... 033500
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRule 144ARule 506Section 4(2)Section 4(a)(2)Securities Attorneys Proposed Rules Eliminating the Prohibition Against General Solicitation and Advertising in Rules 506 and 144A Offerings – Part I Laura Anthony, Esq.September 4, 2012 As required by Title II of the JOBS Act, the SEC has published proposed rules eliminating the prohibition against general solicitati... 033300
CrowdfundingJOBS ACTRegulation DReverse MergersSarbanes-Oxley Act of 2002SEC GuidanceSecurities AttorneysUncategorized Crowdfunding Act Signed Into Law Laura Anthony, Esq.April 16, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. In accordance with the JOBS Act requirement that all crowdfunding pl... 033200
Form 10JOBS ACTJOBS ACT and CrowdfundingReverse MergersSEC GuidanceSecurities Attorneys SEC Issues Guidance on Registration and Deregistration Under Jobs Act Laura Anthony, Esq.April 18, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Some of the rules went into effect immediately, such as the ability... 032600
Dodd-Frank ActJOBS ACTSECSecurities AttorneysSmall Cap MarketUncategorized SEC Congressional Testimony- Part I Laura Anthony, Esq.April 14, 2015 032300
JOBS ACTJOBS ACT and CrowdfundingRegulation SRule 144ARule 506Securities Attorneys Proposed Rules Eliminating the Prohibition Against General Solicitation and Advertising in Rules 506 and 144A Offerings – Part II Laura Anthony, Esq.September 5, 2012 As required by Title II of the JOBS Act, the SEC has published proposed rules eliminating the prohibition against general solicitati... 032000