CrowdfundingFINRAJOBS ACTJOBS ACT and CrowdfundingRegulation DSEC GuidanceSecurities AttorneysUncategorized CFIRA Submits Crowdfunding Letter to SEC Laura Anthony, Esq.May 24, 2012 The CFIRA (Crowdfund Intermediaries Regulatory Advocates) was established by crowdfunding industry professionals for the purpose of... 038100
CrowdfundingJOBS ACTReverse MergersSecurities AttorneysUncategorized At-The-Market Offerings Laura Anthony, Esq.May 2, 2012 Anyone that reads the trade journals knows that at-the-market offerings, or ATM’s as they are now known, have recently gained in pop... 037600
Dodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingReverse MergersSecurities AttorneysVenture Capital An Overview of Exemptions for Hedge Fund Advisors: Exemptions for Advisors to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers – Part II Laura Anthony, Esq.May 21, 2013 . 037100
CrowdfundingDodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRule 506Securities Attorneys House Subcommittee Demands Explanation of SEC’s Delayed JOBS Act Rulemaking Laura Anthony, Esq.August 27, 2012 Title II of the JOBS Act provides that, within 90 days of the passage of the JOBS Act (i.e. July 5, 2012), the SEC will amend Sectio... 035500
Broker-DealerCrowdfundingFINRAJOBS ACTSecurities Attorneys SEC Approves Revision to FINRA Rule Regarding Broker Dealer FINRA Filing Requirements for Private Placement Offerings Laura Anthony, Esq.June 13, 2012 On June 7, 2012 the SEC granted accelerated approval to a FINRA rule change regarding broker dealer FINRA filing requirements for ac... 035300
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRule 144Securities Attorneys Resale of Crowdfunding Securities And An Aftermarket Laura Anthony, Esq.June 1, 2012 In accordance with Section 302(e) of the Crowdfunding Act, the securities issued in a crowdfunding offering are restricted securitie... 035000
CrowdfundingFINRAFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRule 506 Implementation Of The Elimination Of The Prohibition Against Advertising For Private Accredited Investor Offerings And The Crowdfunding Act, Continues To Be Delayed Laura Anthony, Esq.February 27, 2013 034800
CrowdfundingDodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRegulation DSecurities AttorneysUncategorized SEC Will Not Meet Deadline to Remove Ban on General Solicitation and Advertising in Private Offerings and Hedge Funds Laura Anthony, Esq.June 29, 2012 The SEC won't make the 90-day deadline to draft rules and enact Title II of the JOBS Act eliminating the ban on advertising and gene... 034500
CrowdfundingIPOJOBS ACTJOBS ACT and CrowdfundingReverse MergersSecurities AttorneysUncategorized Crowdfunding 101 Laura Anthony, Esq.April 16, 2012 As I recently blogged, the President has signed the Jobs Act including the much anticipated Crowdfunding bill. Crowdfunding is a pr... 034100
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingReverse MergersS-1 Registration StatementSecurities Attorneys SEC Issues Guidance on Title 1 of the JOBS Act Laura Anthony, Esq.April 23, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Some of the rules went into effect immediately; others are busily in... 034000