Dodd-Frank ActForm 8-KJOBS ACTProxy StatementSEC Schedule 14ASmall Cap MarketSmaller Reporting CompanyUncategorized Say-On-Pay for Smaller Reporting Companies Laura Anthony, Esq.May 6, 2014 048200
CrowdfundingFINRAIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 144Rule 147SEC Rule 15c2-11Securities Attorneys Crowdfunding Using Intrastate Offerings and Rule 147 – Is Florida Next? Laura Anthony, Esq.March 11, 2014 035200
CrowdfundingForm 10Form 10-QJOBS ACTRegulation ARegulation A+Regulation DRule 144SEC Rule 15c2-11Securities Attorneys SEC Proposes Rules for Regulation A+ Laura Anthony, Esq.February 25, 2014 035500
Broker Dealer Registration RequirementsBroker-DealerGoing PublicJOBS ACTJOBS ACT and CrowdfundingRule 144Rule 506Section 12Securities AttorneysUncategorized The SEC Establishes Key Exemption to the Broker-Dealer Registration Requirements for M&A Brokers Laura Anthony, Esq.February 18, 2014 071000
FINRAForm 10Form 8-KForm S-1JOBS ACTPublic Shell CompanyRule 144S-1 Registration StatementSEC Rule 15c2-11Securities Attorneys SEC Files Proceedings Against 19 S-1 Companies and Suspends Trading on 255 Shell Companies Laura Anthony, Esq.February 4, 2014 046100
CrowdfundingForm CFunding PortalsJOBS ACTJOBS ACT and CrowdfundingPCAOB AuditingSEC GuidanceSecurities Attorneys Proposed Crowdfunding Rules – Part IV Laura Anthony, Esq.January 14, 2014 042600
CrowdfundingFINRAForm CFunding PortalsJOBS ACTJOBS ACT and CrowdfundingSecurities Attorneys Proposed Crowdfunding Rules – Part III Laura Anthony, Esq.December 10, 2013 031500
CrowdfundingFINRAForm CFunding PortalsJOBS ACTJOBS ACT and CrowdfundingSecurities Attorneys Proposed Crowdfunding Rules – Part II Laura Anthony, Esq.December 3, 2013 033300
CrowdfundingFINRAForm CFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRule 506Section 4(a)(6)Securities Attorneys Proposed Crowdfunding Rules – Part I Laura Anthony, Esq.November 19, 2013 037700
Form DJOBS ACTJOBS ACT and CrowdfundingRegulation DRule 144Rule 156Rule 506Securities Attorneys OTC Markets Comments on Proposed SEC Rules Regarding Amendments to Regulation D, Form D and Rule 156 Laura Anthony, Esq.October 15, 2013 036200
