C&DIForm 8-KForm S-3SEC SEC Issues New C&DI Clarifying The Use Of Form S-3 By Smaller Reporting Companies; The Baby Shelf Rule Laura Anthony, Esq.January 17, 2017 The SEC has been issuing a slew of new Compliance and Disclosure Interpretations (“C&DI”) on numerous topics in the past few mon... 02.9K00
C&DIRule 506SEC SEC Issues Guidance On Integration With A 506(c) Offering Laura Anthony, Esq.January 10, 2017 On November 17, 2016, the SEC Division of Corporation Finance issued a new Compliance and Disclosure Interpretations (C&DI) rela... 067400
C&DIRegulation ARegulation A+Rule 144Rule 701SECSection 5 SEC Issues New C&DI On Rule 701 Laura Anthony, Esq.November 1, 2016 On June 23, 2016, the SEC issued seven new Compliance and Disclosure Interpretations (“C&DI”) related to Rule 701 of the Securit... 01K00
C&DIGAAPMD&ARegulation GUncategorized SEC Issues New C&DI On Use Of Non-GAAP Measures; Regulation G – Part 2 Laura Anthony, Esq.June 7, 2016 032500
C&DIGAAPRegulation GUncategorized SEC Issues New C&DI On Use Of Non-GAAP Measures; Regulation G – Part 1 Laura Anthony, Esq.May 24, 2016 033300
C&DIForm F-1Form S-1JOBS ACTJOBS ACT and CrowdfundingThe FAST ActUncategorized SEC Issues Rules Implementing Certain Provisions Of The FAST Act Laura Anthony, Esq.February 2, 2016 035600
C&DIJOBS ACTJOBS ACT and CrowdfundingSection 15(d)The FAST ActUncategorized The SEC Issues Guidance On The FAST Act As It Relates To Savings And Loan Companies Laura Anthony, Esq.January 19, 2016 044400
C&DIMergers And AcquisitionsProxy StatementSEC Proxy RulesShareholder ProposalsSLB 14HUncategorized SEC Guidance On Proxy Presentation Of Certain Matters In The Merger And Acquisition Context Laura Anthony, Esq.January 5, 2016 063000
C&DIClawback RulesSECSecurities AttorneySecurities AttorneysSecurities Law FirmUncategorized SEC Proposed Executive Compensation Clawback Rules Laura Anthony, Esq.August 3, 2015 037000
Bad Actor RulesBad ActorsC&DIRegulation ARegulation DUncategorized SEC Division of Corporation Finance Issues Guidance On Bad Actor Waivers Laura Anthony, Esq.April 21, 2015 032300