SEC Continues Efforts To Prevent Microcap Fraud
As I’ve written about numerous times in the past, a primary agenda of the SEC and FINRA is to prevent small- and micro-cap fraud. On...
Year: 2016
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Regulation S-K and Risk-Related Disclosures
Regulation S-K and Risk-Related Disclosures- Today is the continuation in a Lawcast series discussing SEC disclosure requirements an...
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SEC Disclosures and Disclosure Requirements
SEC Disclosures and Disclosure Requirements- As discussed in the prior Lawcasts in this series, The SEC Division of Corporation Fina...
NASDAQ Requires Disclosure Of Third-Party Director Compensation
On July 1, 2016, the SEC approved NASDAQ’s new rule requiring listed companies to publicly disclose compensation or other payments b...
House Passes Accelerated Access To Capital Act
On September 8, 2016, the U.S. House of Representatives passed the Accelerating Access to Capital Act. The passage of this Act conti...