SEC Modernizes Intrastate Crowdfunding; Amending Rules 147 And 504; Creating New Rule 147A
On October 26, 2016, the SEC passed new rules to modernize intrastate and regional securities offerings. The final new rules amend R...
Year: 2016
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SEC Comment Letter Process
SEC Comment Letter Process- As discussed in the first two Lawcasts in this series, The SEC Division of Corporation Finance, referred...
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The NASDAQ Listing Application
The NASDAQ Listing Application- The NASDAQ application package includes: (i) a symbol reservation form; (ii) the listing application...
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Regulation S-K and Item 101 and 102 Disclosure Requirements
Regulation S-K and Item 101 and 102 Disclosure Requirements- Today is the continuation in a Lawcast series discussing SEC disclosure...
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Transactional Attorney
Transactional Attorney- In the last three Lawcasts in this series I discussed the responsibilities of the board of directors and in...
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Attorney Laura Anthony Hosts LawCast; Regulation A+ and the Legal Aspects of Testing the Waters
Attorney Laura Anthony Hosts LawCast; Regulation A+ and the Legal Aspects of Testing the Waters- In addition to the legal aspects of...