Dodd-Frank Act House Continues To Push For Reduced Securities Regulation Laura Anthony, Esq.October 4, 2016 House Appropriations Bill The House continues its busy activity of passing legislation designed to reduce securities and market regu... 023700
Private OfferingsPrivate PlacementSEC House Passes Accelerated Access To Capital Act Laura Anthony, Esq.November 15, 2016 November 15, 2016 On September 8, 2016, the U.S. House of Representatives passed the Accelerating Access to Capital Act. The passage of this Act conti... 030900
Dodd-Frank ActFINRARule 144SECSecurities AttorneySecurities AttorneysThe FAST ActUncategorized House Passes More Securities Legislation Laura Anthony, Esq.March 15, 2016 034600
Watch LaterAdded 05:35 Securities Law Firm Merger and Acquisition Transactions April 6, 2016 April 10, 2022 Merger and Acquisition Transactions- In the last four Lawcasts in this series I discussed the responsibilities of the board of direc... 01.3K10
Merger TransactionMergers And AcquisitionsUncategorized Mergers And Acquisitions: Types Of Transactions Laura Anthony, Esq.April 5, 2016 63.2K00
FINRANASDAQNASDAQ Listing RequirementsNYSE MKTNYSE MKT Listing RequirementsUncategorized NASDAQ Listing Requirements Laura Anthony, Esq.April 26, 2016 September 6, 2016 068500
Watch LaterAdded 04:37 Securities Law Firm NASDAQ Listing Requirements May 18, 2016 April 10, 2022 NASDAQ Listing Requirements- Today is the first Lawcast in a series discussing NASDAQ listing requirements. The NASDAQ Stock Market... 04.6K480
Watch LaterAdded 05:41 Securities Law Firm NASDAQ Listing Requirements and Disclosures June 16, 2016 April 10, 2022 NASDAQ Listing Requirements and Disclosures- NASDAQ has several listing applications depending on the circumstances of the listing s... 088510
Watch LaterAdded 04:11 Securities Law Firm NASDAQ Listing Requirements and the Definition of Independent Director June 14, 2016 April 10, 2022 NASDAQ Listing Requirements and the Definition of Independent Director- Under NASDAQ rules “independent director” means a person tha... 062900
Watch LaterAdded 04:42 Securities Law Firm NASDAQ Listing Requirements and the Seasoning Rule June 7, 2016 April 10, 2022 NASDAQ Listing Requirements and the Seasoning Rule- The seasoning rules were adopted in late 2011 by multiple national exchanges, in... 01K110