House Continues To Push For Reduced Securities Regulation
House Appropriations Bill The House continues its busy activity of passing legislation designed to reduce securities and market regu...
Year: 2016
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House Passes Accelerated Access To Capital Act
On September 8, 2016, the U.S. House of Representatives passed the Accelerating Access to Capital Act. The passage of this Act conti...
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Merger and Acquisition Transactions
Merger and Acquisition Transactions- In the last four Lawcasts in this series I discussed the responsibilities of the board of direc...
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NASDAQ Listing Requirements
NASDAQ Listing Requirements- Today is the first Lawcast in a series discussing NASDAQ listing requirements. The NASDAQ Stock Market...
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NASDAQ Listing Requirements and Disclosures
NASDAQ Listing Requirements and Disclosures- NASDAQ has several listing applications depending on the circumstances of the listing s...
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NASDAQ Listing Requirements and the Definition of Independent Director
NASDAQ Listing Requirements and the Definition of Independent Director- Under NASDAQ rules “independent director” means a person tha...
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NASDAQ Listing Requirements and the Seasoning Rule
NASDAQ Listing Requirements and the Seasoning Rule- The seasoning rules were adopted in late 2011 by multiple national exchanges, in...