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Home 2013 July

Month: July 2013

4 Posts
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Bad Actor RulesBad ActorsDodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRegulation DRule 506SEC GuidanceSecurities AttorneysUncategorized

SEC has Finalized Rules Disqualifying Felons and Other “Bad Actors” from Rule 506 Offerings

Laura Anthony, Esq.
July 31, 2013
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CrowdfundingFINRAForm DJOBS ACTJOBS ACT and CrowdfundingRegulation SRule 144Rule 144ARule 506Securities Attorneys

New SEC Rules Have Eliminated the Prohibition Against General Solicitation and Advertising in Rules 506 and 144A Offerings

Laura Anthony, Esq.
July 16, 2013
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509
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14c Information StatementForm 10Reverse MergersSchedule 14CSEC Schedule 14ASection 14Securities AttorneysSuper 8-KUncategorized

14C Information Statement Requirements for a Pre-Merger Recapitalization

Laura Anthony, Esq.
July 10, 2013
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848
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Public Shell CompanyReverse MergersRule 144Rule 145Section 3(a)(10)Securities Attorneys

Section 3(a)(10) Debt Conversions in a Shell Company Pre-Reverse Merger

Laura Anthony, Esq.
July 2, 2013
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682
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