Law Blog Category: FINRA

The ECOS Matter; When Is A Reverse Split Effective?

FINRA Amends Rules 5110 and 5121 Related to Corporate Financing and Conflicts Of Interest

What is A CUSIP and Legal Entity Identifier (LEI) Number?

Crowdfunding Using Intrastate Offerings and Rule 147 – Is Florida Next?

SEC Files Proceedings Against 19 S-1 Companies and Suspends Trading on 255 Shell Companies

Direct Public Offering or Reverse Merger; Know Your Best Option for Going Public

Proposed Crowdfunding Rules – Part III

Proposed Crowdfunding Rules – Part II

Proposed Crowdfunding Rules – Part I

SEC has Modified Policies on Offerings by Shell Companies

1 2 3 4 5 6