Securities law blog

FINRA

February 4, 2014

SEC Files Proceedings Against 19 S-1 Companies and Suspends Trading on 255 Shell Companies

January 21, 2014

Direct Public Offering or Reverse Merger; Know Your Best Option for Going Public

December 10, 2013

Proposed Crowdfunding Rules – Part III

December 3, 2013

Proposed Crowdfunding Rules – Part II

November 19, 2013

Proposed Crowdfunding Rules – Part I

October 1, 2013

SEC has Modified Policies on Offerings by Shell Companies

September 10, 2013

State Crowdfunding Using Intrastate Offerings and Rule 147

September 3, 2013

Will FINRA Rule Changes Related to Private Placement Further Deter Broker Dealers From Placing the Securities of Small Businesses?

July 16, 2013

New SEC Rules Have Eliminated the Prohibition Against General Solicitation and Advertising in Rules 506 and 144A Offerings

June 3, 2013

SEC Suspends Trading On 61 Shell Companies