Law Blog Tag: Regulation C

Direct Public Offerings by Shell Companies- Tread Carefully

July 29, 2014 in Blank Check Companies, Direct Public Offering (DPO), Form 10, Form S-1, OTC Market, Public Shell Company, Rule 144, Rule 419, S-1 Registration Statement, SEC Guidance, Small Cap Market, Uncategorized

SEC Files Proceedings Against 19 S-1 Companies and Suspends Trading on 255 Shell Companies

February 04, 2014 in FINRA, Form 10, Form 8-K, Form S-1, JOBS ACT, Public Shell Company, Rule 144, S-1 Registration Statement, SEC Rule 15c2-11, Securities Attorneys

The DPO Process Including Form S-1 Registration Statement Requirements

January 07, 2014 in Direct Public Offering (DPO), Form S-1, Regulation S-K, S-1 Registration Statement, S-3 Registration Statement, Section 5, Securities Attorneys, White Paper

SEC has Modified Policies on Offerings by Shell Companies

October 01, 2013 in Blank Check Companies, FINRA, Form 10, Form 8-K, Public Shell Company, Rule 144, Rule 419, S-1 Registration Statement, SEC Guidance, Securities Attorneys