Law Blog Tag: Regulation C
Direct Public Offerings by Shell Companies- Tread Carefully
SEC Files Proceedings Against 19 S-1 Companies and Suspends Trading on 255 Shell Companies
February 04, 2014 in FINRA, Form 10, Form 8-K, Form S-1, JOBS ACT, Public Shell Company, Rule 144, S-1 Registration Statement, SEC Rule 15c2-11, Securities Attorneys
The DPO Process Including Form S-1 Registration Statement Requirements
SEC has Modified Policies on Offerings by Shell Companies
October 01, 2013 in Blank Check Companies, FINRA, Form 10, Form 8-K, Public Shell Company, Rule 144, Rule 419, S-1 Registration Statement, SEC Guidance, Securities Attorneys