SEC Issues Guidance on Registration and Deregistration Under Jobs Act
On April 5, 2012 President Obama signed the JOBS Act into law. Some of the rules went into effect immediately, such as the ability...
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Securities Attorneys
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At-The-Market Offerings
Anyone that reads the trade journals knows that at-the-market offerings, or ATM’s as they are now known, have recently gained in pop...
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Comments In Advance To Rule Making On Elimination On Advertising And Solicitation Ban For Certain Private Offerings
Title II of the JOBS Act provides that, within 90 days of the passage of the JOBS Act (i.e. July 5, 2012), the SEC will amend Sectio...
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Q2 By The Numbers – An Analysis of Market
First, I’d like to give credit to The DealFlow Report which was my initial source for the numerical factual information in this blog...
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SEC Still on Track to Meet the 270 Deadline to Enact Crowdfunding Rules
The SEC is still on track and expects to meet the 270 day deadline to draft rules and enact Title III of the JOBS Act creating the n...
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Legal & Compliance, LLC Adds Lazarus Rothstein, Esq. as Of Counsel as Economic Confidence Builds in 2013 among its Clients
WEST PALM BEACH, FLORIDA (January 10, 2013) - Legal & Compliance, LLC is pleased to announce that Lazarus Rothstein, Esq. has recent...
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