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Home Archive by Category "Securities Attorneys" (Page 12)

Securities Attorneys

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Direct Public Offering (DPO)Form S-1 Regulation S-K S-1 Registration Statement S-3 Registration Statement Section 5 Securities Attorneys White Paper

The DPO Process Including Form S-1 Registration Statement Requirements

Laura Anthony, Esq.

January 7, 2014

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Crowdfunding JOBS ACT JOBS ACT and Crowdfunding Regulation D Reverse Mergers Rule 144A Rule 506 Securities Attorneys Uncategorized

THE JOBS ACT IMPACT ON HEDGE FUND MARKETING

Laura Anthony, Esq.

May 8, 2012

On April 5, 2012 President Obama signed the Jumpstart Our Business Startups Act (JOBS Act) into law. The other day I blogged about...

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Crowdfunding Form 10-K Form 10-Q Form 8-K IPO JOBS ACT JOBS ACT and Crowdfunding Securities Attorneys

The JOBS Act IPO On-Ramp

Laura Anthony, Esq.

June 4, 2012

I’ve written extensively on the Crowdfunding Act, or Title III of the Jobs Act, and much less extensively on the other five titles o...

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Crowdfunding JOBS ACT JOBS ACT and Crowdfunding Regulation A Reverse Mergers Rule 504 Rule 506 Securities Attorneys

The JOBS Act Is Not Just Crowdfunding

Laura Anthony, Esq.

April 17, 2012

On April 5, 2012 President Obama signed the JOBS Act into law. In my excitement over this ground-breaking new law, I have been zeal...

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NASDAQ PCAOB Auditing Securities Attorneys Small Cap Market

The NASDAQ Private Market

Laura Anthony, Esq.

March 25, 2014

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15c2-11 Application Due Diligence FINRA OTC Market OTCBB OTCQB OTCQB and OTCQX OTCQX Pinksheets Private Investment in Public Equity (PIPE)S-1 Registration Statement SEC Rule 15c2-11 Securities Attorneys

The OTCQX And OTCQB Are Finally Recognized As “Established Public Markets” By The SEC

Laura Anthony, Esq.

May 29, 2013

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Broker Dealer Registration Requirements Broker-Dealer Going Public JOBS ACT JOBS ACT and Crowdfunding Rule 144 Rule 506 Section 12 Securities Attorneys Uncategorized

The SEC Establishes Key Exemption to the Broker-Dealer Registration Requirements for M&A Brokers

Laura Anthony, Esq.

February 18, 2014

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Form D Regulation D Rule 156 Rule 506 SEC Guidance Securities Attorneys Uncategorized

The SEC has Issued Proposed Rules Amending Regulation D, Form D and Rule 156 – Part I

Laura Anthony, Esq.

August 20, 2013

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Form D Private Placement Regulation D Rule 156 Rule 506 SEC Guidance Securities Attorneys

The SEC has Issued Proposed Rules Amending Regulation D, Form D and Rule 156 – Part II

Laura Anthony, Esq.

August 27, 2013

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SEC Guidance Securities Attorneys

Transparency in the Financial Markets and the Materiality Standards

Laura Anthony, Esq.

November 27, 2009

The disclosure requirements at the heart of the federal securities laws involve a delicate and complex balancing act. Too little in...

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All rights reserved. Anthony L.G., PLLC

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Laura Anthony, Esq.
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Disclaimer