Broker-DealerDirect Public Offering (DPO)Due DiligenceFINRAForm 10Funding PortalsGoing PublicGoing Public AttorneysMerger TransactionNASDAQOTC MarketOTCBBOTCQB and OTCQXPrivate Investment in Public Equity (PIPE)Public Shell CompanyReverse MergersRule 144S-1 Registration StatementSEC Rule 15c2-11Securities AttorneysUncategorized Direct Public Offering or Reverse Merger; Know Your Best Option for Going Public Laura Anthony, Esq.January 21, 2014 070600
Blank Check CompaniesDirect Public Offering (DPO)Form 10Form S-1OTC MarketPublic Shell CompanyRule 144Rule 419S-1 Registration StatementSEC GuidanceSmall Cap MarketUncategorized Direct Public Offerings by Shell Companies- Tread Carefully Laura Anthony, Esq.July 29, 2014 059200
Penny StocksRisk AlertRule 144Section 4(a)(4)Section 5Uncategorized Depositing Penny Stocks with Brokers Creates Obstacles; SEC Charges E*Trade with Section 5 Violation Laura Anthony, Esq.October 14, 2014 052500
Depository Trust Company (DTC)DTC ChillDTC EligibilityDTC Global LocksGlobal LockRule 144Securities AttorneysWhite Paper DTC Unveils Procedures and Plans for a Rule Change that Applies to Issuers Affected By Chills and Locks Laura Anthony, Esq.October 8, 2013 034400
Depository Trust Company (DTC)DTC ChillDTC EligibilityDTC Global LocksForm 10Global LockRule 144Securities AttorneysWhite Paper DTC Has Published Proposed Rules Related To Chills and Locks Laura Anthony, Esq.January 28, 2014 030900