Year: 2016
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SEC Whistleblower Awards Pass $100 Million As It Continues To Crack Down On Confidentiality Provisions In Employment Agreements
The SEC has proudly announced that including a $22 million award on August 30, 2016, its whistleblower awards have surpassed $100 mi...
SEC’s Financial Disclosure Requirements For Sub-Entities Of Registered Companies
As required by the JOBS Act, in 2013 the SEC launched its Disclosure Effectiveness Initiative and has been examining disclosure requ...
Smaller Reporting Companies vs. Emerging Growth Companies
The topic of reporting requirements and distinctions between various categories of reporting companies has been prevalent over the p...
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Testing The Waters When Conducting An Offering Using Form S-1
Testing The Waters When Conducting An Offering Using Form S-1- Today is the continuation in a LawCast series detailing testing the w...
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The NASDAQ Listing Application
The NASDAQ Listing Application- The NASDAQ application package includes: (i) a symbol reservation form; (ii) the listing application...