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The Pre-Filing Period of Testing The Waters
The Pre-Filing Period of Testing The Waters- The pre-filing period is that time frame between the decision to proceed with a public...
Year: 2016
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The SEC Comment and Response Process
The SEC Comment and Response Process- As discussed in the first Lawcast in this series, The SEC Division of Corporation Finance, ref...
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Transactional Attorney
Transactional Attorney- In the last three Lawcasts in this series I discussed the responsibilities of the board of directors and in...
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What is LawCast?
What is LawCast?- I’ve been practicing securities law for more than 20 years. In that time the small cap marketplace, including the...
Yahoo Hacking Scandal And Obligations Related To Cybersecurity
On September 26, 2016, Senator Mark R. Warner (D-VA), a member of the Senate Intelligence and Banking Committees and cofounder of th...