Law Blog Category: SEC Rule 15c2-11
OTC Markets has Modified its OTCQB Eligibility Criteria Effective May 1, 2014
April 01, 2014 in OTC Market, OTCBB, OTCQB and OTCQX, OTCQX, Pinksheets, SEC Rule 15c2-11, Uncategorized
Crowdfunding Using Intrastate Offerings and Rule 147 – Is Florida Next?
March 11, 2014 in Crowdfunding, FINRA, Intrastate Offering, JOBS ACT, JOBS ACT and Crowdfunding, Rule 144, Rule 147, SEC Rule 15c2-11, Securities Attorneys
SEC Proposes Rules for Regulation A+
February 25, 2014 in Crowdfunding, Form 10, Form 10-Q, JOBS ACT, Regulation A, Regulation A+, Regulation D, Rule 144, SEC Rule 15c2-11, Securities Attorneys
SEC Files Proceedings Against 19 S-1 Companies and Suspends Trading on 255 Shell Companies
February 04, 2014 in FINRA, Form 10, Form 8-K, Form S-1, JOBS ACT, Public Shell Company, Rule 144, S-1 Registration Statement, SEC Rule 15c2-11, Securities Attorneys
Direct Public Offering or Reverse Merger; Know Your Best Option for Going Public
January 21, 2014 in Broker-Dealer, Direct Public Offering (DPO), Due Diligence, FINRA, Form 10, Funding Portals, Going Public, Going Public Attorneys, Merger Transaction, NASDAQ, OTC Market, OTCBB, OTCQB and OTCQX, Private Investment in Public Equity (PIPE), Public Shell Company, Reverse Mergers, Rule 144, S-1 Registration Statement, SEC Rule 15c2-11, Securities Attorneys, Uncategorized
State Crowdfunding Using Intrastate Offerings and Rule 147
September 10, 2013 in 15c2-11 Application, Crowdfunding, FINRA, Funding Portals, Intrastate Offering, JOBS ACT and Crowdfunding, Rule 147, SEC Rule 15c2-11, Section 3(a)(11)
OTC Market Group Has Modified Its Alternative Reporting Standard
June 11, 2013 in 15c2-11 Application, OTC Market, OTCBB, OTCQB and OTCQX, OTCQX, Pinksheets, SEC Rule 15c2-11, Securities Attorneys
SEC Suspends Trading On 61 Shell Companies
June 03, 2013 in 15c2-11 Application, FINRA, OTC Market, S-1 Registration Statement, SEC Rule 15c2-11, Securities Attorneys
The OTCQX And OTCQB Are Finally Recognized As “Established Public Markets” By The SEC
OTC Market Groups Has Modified Its Alternative Reporting Standard Effective January 3, 2013
January 04, 2013 in 15c2-11 Application, OTC Market, OTCBB, Pinksheets, SEC Rule 15c2-11, Securities Attorneys, Small Cap Market