Home Posts Tagged "sec" (Page 7)
The SEC Has Proposed The Use Of Universal Proxy Cards
The SEC has seen a huge exodus of key officials and employees since the recent change in administration, and the ultimate effect of...
0
304
0
0
The JOBS Act IPO On-Ramp
I’ve written extensively on the Crowdfunding Act, or Title III of the Jobs Act, and much less extensively on the other five titles o...
0
302
0
0
SEC Issues Final Rules Requiring Links To Exhibits
On March 1, 2017, the SEC passed a final rule requiring companies to include hyperlinks to exhibits in filings made with the SEC. Th...
0
296
0
0
SEC Monitors Impact of Hurricanes On Capital Markets
As I wrote this blog I continued to have no power at my home after one week, though thankfully it has returned by publication date....
0
290
0
0