Law Blog Tag: Rule 433

Corporate Communications During the Public Offering Process; Avoid Gun Jumping

August 12, 2014 in Direct Public Offering (DPO), Free Writing Prospectus, Gun Jumping, IPO, JOBS ACT, Rule 134, Rule 135, Safe Harbors, Section 5, Securities Attorneys, Small Cap Market, Uncategorized

SEC Issues New Guidance on Use of Twitter and Other Social Media Communications

April 29, 2014 in C&DI, Corporate Law, Regulation FD, Rule 134, SEC Guidance, Small Cap Market, Uncategorized