CrowdfundingJOBS ACTRegulation DReverse MergersSarbanes-Oxley Act of 2002SEC GuidanceSecurities AttorneysUncategorized Crowdfunding Act Signed Into Law Laura Anthony, Esq.April 16, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. In accordance with the JOBS Act requirement that all crowdfunding pl... 033300
CrowdfundingIPOJOBS ACTJOBS ACT and CrowdfundingReverse MergersSecurities AttorneysUncategorized Crowdfunding 101 Laura Anthony, Esq.April 16, 2012 As I recently blogged, the President has signed the Jobs Act including the much anticipated Crowdfunding bill. Crowdfunding is a pr... 028400
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRegulation DReverse MergersSecurities AttorneysUncategorized Big Changes Are Coming Laura Anthony, Esq.April 16, 2012 I’ve been practicing securities law for 19 years this year (phew!) and for the first time in my career I am excited about changes, b... 036300
Uncategorized An Introduction to Promissory Notes Laura Anthony, Esq.August 4, 2011 A promissory note is a written promise by a person, persons or entity to pay a specific amount of money (called "principal") to anot... 02.2K00
Form S-8SEC GuidanceUncategorized S-8 Stock, Use and Misuse Laura Anthony, Esq.July 14, 2011 A Form S-8 registration statement is popular with small business issuers as it becomes effective immediately upon filing and allows... 034900
FINRAForm 10-KForm 10-QOTC MarketOTCBBOTCQBOTCQB and OTCQXUncategorized Filing Deadlines for Exchange Act Quarterly and Annual Reports Laura Anthony, Esq.June 1, 2011 Companies subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) are required... 01.7K00
IPOReverse MergersUncategorized Back To Basics – IPO Or Not To IPO? Laura Anthony, Esq.February 23, 2011 Initial Public Offerings (IPO’s) are on the rise once again. I have potential clients calling me daily interested in going public t... 031700
Dodd-Frank ActRegulation DSecurities AttorneysUncategorized Dodd-Frank Act Changes Definition Of Accredited Investor Effective Immediately Laura Anthony, Esq.August 13, 2010 On July 21, 2010, President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). A... 024800
Direct Public Offering (DPO)Reverse MergersRule 419SPACsUncategorized Special Purpose Acquisition Companies (SPACs) Laura Anthony, Esq.August 5, 2010 A SPAC is a company organized to purchase one or more operating businesses and which generally intends to raise capital through an i... 035400
Section 4(2)Securities AttorneysUncategorized An In-Depth Review of Private Placements Under Section 4(2) Laura Anthony, Esq.January 25, 2010 Section 4(2) of the Securities Act of 1933 provides that the registration requirements of Section 5 do not apply to “transactions by... 031300