CrowdfundingIPOJOBS ACTJOBS ACT and CrowdfundingReverse MergersSecurities AttorneysUncategorized Crowdfunding 101 Laura Anthony, Esq.April 16, 2012 As I recently blogged, the President has signed the Jobs Act including the much anticipated Crowdfunding bill. Crowdfunding is a pr... 028400
Uncategorized Hester Peirce Proposal For Treatment Of Cryptocurrency Laura Anthony, Esq.March 6, 2020 March 6, 2020 SEC Commissioner Hester M. Peirce, nicknamed “Crypto Mom,” has made a proposal for the temporary deregulation of digital assets... 028200
Uncategorized SEC Further Comments On Emerging Markets Laura Anthony, Esq.July 23, 2020 July 23, 2020 On April 21, 2020, the SEC Chairman Jay Clayton and a group of senior SEC and PCAOB officials issued a... 028100
Uncategorized SEC Proposed Rule Changes For Exempt Offerings – Part 5 Laura Anthony, Esq.June 23, 2020 June 23, 2020 On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework. Th... 027900
Uncategorized SEC Proposes To Tighten Shareholder Proposal Thresholds Laura Anthony, Esq.November 26, 2019 November 26, 2019 As anticipated on November 5, 2019, the SEC issued two highly controversial rule proposals. The first is to amend&nb... 027800
Uncategorized SEC Adopts Amendments To Management Discussion And Analysis Laura Anthony, Esq.December 10, 2020 It has been a very busy year for SEC rule making, guidance, executive actions and all matters capital markets. Continuing its ongoi... 027800
Uncategorized Small Business Advocate Urges Capital Raising Relief Laura Anthony, Esq.April 10, 2020 April 10, 2020 On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework... 027700
Regulation S-KSEC GuidanceSecurities AttorneysUncategorized SEC Announces it Will Seek an Admission of Fault to Settle Certain Cases Laura Anthony, Esq.June 25, 2013 027300
Uncategorized Nasdaq Extends Direct Listings Laura Anthony, Esq.February 7, 2020 February 7, 2020 The Nasdaq Stock Market currently has three tiers of listed companies: (1) The Nasdaq Global Select Market, (2) The N... 027300
Uncategorized Division of Enforcement 2019 Annual Report Laura Anthony, Esq.December 24, 2019 December 24, 2019 As my firm does not practice in the enforcement arena, it is not an area I always write about, but this year I found a few trends th... 027200