Uncategorized Hester Peirce Proposal For Treatment Of Cryptocurrency Laura Anthony, Esq.March 6, 2020 March 6, 2020 SEC Commissioner Hester M. Peirce, nicknamed “Crypto Mom,” has made a proposal for the temporary deregulation of digital assets... 038500
Uncategorized SEC Proposed Rule Changes for Exempt Offerings – Part 3 Laura Anthony, Esq.May 29, 2020 May 29, 2020 On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework... 038500
CrowdfundingFINRAJOBS ACTJOBS ACT and CrowdfundingReverse MergersSEC GuidanceSecurities AttorneysUncategorized SEC Grapples With Crowdfunding Rulemaking Laura Anthony, Esq.April 24, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. The SEC’s Rulemaking Duty Some of the rules went into effect immed... 038400
Uncategorized SEC Adopts New Rule To Expand Testing The Waters For All Companies Laura Anthony, Esq.October 15, 2019 October 15, 2019 The SEC has adopted final rules allowing all issuers to test the waters prior to the effectiveness of a registration statement in a... 038300
Uncategorized SEC Further Comments On Emerging Markets Laura Anthony, Esq.July 23, 2020 July 23, 2020 On April 21, 2020, the SEC Chairman Jay Clayton and a group of senior SEC and PCAOB officials issued a... 038300
Uncategorized SEC Adopts Amendments To Management Discussion And Analysis Laura Anthony, Esq.December 10, 2020 It has been a very busy year for SEC rule making, guidance, executive actions and all matters capital markets. Continuing its ongoi... 038200
Uncategorized SEC Adopts Amendments To Tighten Shareholder Proposals Laura Anthony, Esq.November 13, 2020 Following a tense period of debate and comments, on September 23, 2020, the SEC adopted amendments to Rule 14a-8 governing sharehold... 037700
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRule 144ARule 506Securities AttorneysUncategorized American Bar Association Comments On Title II Of The JOBS Act Laura Anthony, Esq.June 11, 2012 Summary of Title II Title II of the JOBS Act provides that, within 90 days of the passage of the JOBS Act (i.e. July 5, 2012), the... 037600
Uncategorized Small Business Advocate Urges Capital Raising Relief Laura Anthony, Esq.April 10, 2020 April 10, 2020 On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework... 037500
Dodd-Frank ActRegulation DSecurities AttorneysUncategorized Dodd-Frank Act Changes Definition Of Accredited Investor Effective Immediately Laura Anthony, Esq.August 13, 2010 On July 21, 2010, President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). A... 037300