Uncategorized A COVID IPO Laura Anthony, Esq.August 28, 2020 August 28, 2020 On June 25, 2020, SEC Chair Jay Clayton gave testimony before the Investor Protection, Entrepreneurship and Capital M... 019600
Uncategorized A Covid IPO: The Virtual Roadshow Laura Anthony, Esq.October 2, 2020 October 2, 2020 Although many aspects of an IPO are unaffected by a pandemic, assuming the capital markets continue to have an appetite for public o... 046700
Uncategorized A Drill Down On Rule 506 Of Regulation D Laura Anthony, Esq.October 1, 2019 October 1, 2019 On June 18, 2019, the SEC issued a 211-page concept release and request for public comment on ways to simplify, harmonize, and impro... 01.6K00
Uncategorized A Resolution For SPAC Warrant Accounting Laura Anthony, Esq.June 25, 2021 On April 12, 2021, the SEC effectively chilled SPAC activity by announcing that it had examined warrant accounting in several SPACs ... 00.9K00
Uncategorized A Review of FINRA’s Corporate Finance Rule Laura Anthony, Esq.October 6, 2021 As the strongest U.S. IPO market in decades continues unabated, it seems a good time to talk about underwriter’s compensation. FINR... 01.3K00
Hostile TakeoverNevada Corporate StatutesNevada StatutesSecurities AttorneySecurities AttorneysSecurities Law FirmUncategorized A Summary Of The 2015 Amendments To The Nevada Revised Statutes Laura Anthony, Esq.August 18, 2015 035000
MD&ARegulation S-KRisk FactorsSecurities AttorneysSmall Cap MarketUncategorized ABA Federal Regulation Of Securities Committee Makes Recommendations On Regulation S-K Laura Anthony, Esq.June 1, 2015 024700
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRule 144ARule 506Securities AttorneysUncategorized American Bar Association Comments On Title II Of The JOBS Act Laura Anthony, Esq.June 11, 2012 Summary of Title II Title II of the JOBS Act provides that, within 90 days of the passage of the JOBS Act (i.e. July 5, 2012), the... 022500
Section 4(2)Securities AttorneysUncategorized An In-Depth Review of Private Placements Under Section 4(2) Laura Anthony, Esq.January 25, 2010 Section 4(2) of the Securities Act of 1933 provides that the registration requirements of Section 5 do not apply to “transactions by... 025100
Uncategorized An Introduction to Promissory Notes Laura Anthony, Esq.August 4, 2011 A promissory note is a written promise by a person, persons or entity to pay a specific amount of money (called "principal") to anot... 01.9K00