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Home Archive by Category "Small Cap Market"

Small Cap Market

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Regulation S-K Regulation S-X SEC Small Cap Market Smaller Reporting Company

SEC Amends Definition of “A Smaller Reporting Company”

Laura Anthony, Esq.

July 17, 2018

On June 28, 2018, the SEC adopted the much-anticipated amendments to the definition of a “smaller reporting company” as contained in...

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NYSE MKT SEC Securities Attorney Small Cap Market Uncategorized

The Materiality Standard; NYSE Amends Rules; FASB Proposed Guidance

Laura Anthony, Esq.

November 3, 2015

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436

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FINRA JOBS ACT Private Investment in Public Equity (PIPE)SEC Small Cap Market Uncategorized

SEC Has Approved A Two-Year Tick Size Pilot Program For Smaller Public Companies

Laura Anthony, Esq.

June 16, 2015

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MD&A Regulation S-K Risk Factors Securities Attorneys Small Cap Market Uncategorized

ABA Federal Regulation Of Securities Committee Makes Recommendations On Regulation S-K

Laura Anthony, Esq.

June 1, 2015

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SEC Small Cap Market Uncategorized

SEC Congressional Testimony – Part 3

Laura Anthony, Esq.

May 26, 2015

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319

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Form 10 Form 10-K Form 10-Q Pay Versus Performance Securities Attorneys Small Cap Market Uncategorized

SEC Proposed Pay Versus Performance

Laura Anthony, Esq.

May 19, 2015

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386

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Broker Dealer Registration Requirements Broker-Dealer FINRA SEC Small Cap Market Uncategorized

SEC Proposes Broadening Of Broker-Dealer Registration Rules To Include Proprietary And High-Frequency Traders

Laura Anthony, Esq.

May 12, 2015

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409

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IPO NASAA Small Cap Market Uncategorized

SEC Advisory Committee On Small And Emerging Companies Explores Venture Exchanges, Private And Secondary Securities Trading and The NASAA Coordinated Review Program- Part I

Laura Anthony, Esq.

May 5, 2015

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SEC Small Cap Market Uncategorized

SEC Congressional Testimony– Part II

Laura Anthony, Esq.

April 28, 2015

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294

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Dodd-Frank Act JOBS ACT SEC Securities Attorneys Small Cap Market Uncategorized

SEC Congressional Testimony- Part I

Laura Anthony, Esq.

April 14, 2015

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