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Home Archive by Category "Section 13"

Section 13

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Form 10 Form 8-K Going Public Rule 144 SEC Guidance Section 13

Form 10 Registration Statements

Laura Anthony, Esq.

March 19, 2010

A Form 10 Registration Statement is a registration statement used to register a class of securities pursuant to Section 12(g) of the...

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Form 10 Going Public Reverse Mergers Rule 144 Section 13

Rule 144 and the Evergreen Requirement Examined

Laura Anthony, Esq.

January 22, 2010

Technically Rule 144 provides a safe harbor from the definition of the term “underwriter” such that a selling shareholder may utiliz...

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Going Public Insider Trading Schedule 13D Schedule 13G Section 13 Section 16 Uncategorized

SEC Files Dozens of Charges for Violations of the Section 16 and Section 13 Corporate Insider Reporting Requirements

Laura Anthony, Esq.

September 15, 2014

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Corporate Law Form 10-K Insider Trading Schedule 13G SEC Guidance Section 13 Section 16 Securities Attorneys Small Cap Market Uncategorized White Paper

Section 16 Insider Reporting and Potential Liability for Short-Swing Trading Practices

Laura Anthony, Esq.

June 30, 2014

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All rights reserved. Anthony L.G., PLLC

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