C&DISEC SEC Issues Additional C&DI On Use Of Non-GAAP Measures Laura Anthony, Esq.August 7, 2018 On April 4, 2018, the SEC issued two new Compliance & Disclosure Interpretations (C&DI) related to the use of non-GAAP finan... 059900
Blockchain TechnologyDistributed Ledger TechnologyInitial Coin OfferingsInitial Cryptocurrency OfferingsNASAASEC SEC and NASAA Statements on ICOs and More Enforcement Proceedings Laura Anthony, Esq.January 16, 2018 The message from the SEC is very clear: participants in initial coin offerings (ICO’s) and cryptocurrencies in general need to compl... 058100
C&DISEC SEC Issues New C&DI On Abbreviated Debt Tender And Debt Exchange Offers Laura Anthony, Esq.January 31, 2017 February 1, 2017 ABA Journal’s 10th Annual Blawg 100 —————————————̵... 055900
SECSmaller Reporting Company SEC Updates CDI Related to Smaller Reporting Company Definition Laura Anthony, Esq.January 8, 2019 On June 28, 2018, the SEC adopted the much-anticipated amendments to the definition of a “smaller reporting company” as contained in... 055200
SEC SEC Adopts Amendments To Disclosures Related To Acquisitions And Dispositions Of Businesses Laura Anthony, Esq.October 29, 2020 One year after proposing amendments to the financial statements and other disclosure requirements related to the acquisitions and di... 050400
Regulation S-KRegulation S-XSECSmall Cap MarketSmaller Reporting Company SEC Amends Definition of “A Smaller Reporting Company” Laura Anthony, Esq.July 17, 2018 On June 28, 2018, the SEC adopted the much-anticipated amendments to the definition of a “smaller reporting company” as contained in... 050300
SECSEC GuidanceSEC Investor AlertSecurities AttorneySecurities AttorneysSecurities Law FirmUncategorized SEC Issues Investor Alert Warning That Fantasy Stock Trading Websites May Violate Securities Laws Laura Anthony, Esq.September 15, 2015 048100
Regulation S-KRegulation S-XSEC SEC Eliminates The “Tandy Letter” Laura Anthony, Esq.December 20, 2016 July 13, 2017 On October 5, 2016, the SEC Division of Corporation Finance (CorpFin) announced that, effective immediately, it would no longer requ... 047800
CryptocurrenciesSEC SEC Commissioner Hester Peirce Continues to Support Technology Laura Anthony, Esq.October 30, 2018 In three recent speeches, SEC Commissioner Hester Peirce continued to proclaim her support for technological innovation and freedom... 047100
SEC SEC Adopts Rules to Amend Regulation S-K Laura Anthony, Esq.April 2, 2019 April 2, 2019 On March 20, 2019 the SEC adopted amendments to Regulation S-K as required by the Fixing America’s Surface Transportation Act (“FAST... 043500