Regulation ARegulation A+SEC Regulation A+ Now Available For Publicly Reporting Companies Laura Anthony, Esq.January 2, 2019 On December 19, 2018, the SEC adopted final rules allowing reporting companies to Rely on Regulation A to conduct securities offerin... 046800
Blockchain TechnologyCFTCCryptocurrenciesDistributed Ledger TechnologySEC The CFTC And Cryptocurrencies Laura Anthony, Esq.February 20, 2018 The SEC and U.S. Commodity Futures Trading Commission (CFTC) have been actively policing the crypto or virtual currency space. Both... 046600
CFTCCryptocurrenciesDistributed Ledger TechnologyDLTInitial Coin OfferingsInitial Cryptocurrency OfferingsSEC The SEC And CFTC Joint Statements On Cryptocurrencies; Global Regulators Join In Laura Anthony, Esq.February 6, 2018 On January 19, 2018 and again on January 25, 2018, the SEC and CFTC divisions of enforcement issued joint statements regarding crypt... 046100
Regulation ARegulation A+SEC Regulation A For Publicly Reporting Companies, Economic Growth and Regulatory Relief Laura Anthony, Esq.July 3, 2018 July 3, 2018 Regulation A+ will soon be available for publicly reporting companies. On May 24, 2018, President Trump signed the Economic Growth,... 045800
SEC SEC Rules For Disclosure Of Hedging Policies Laura Anthony, Esq.March 12, 2019 In December 2018, the SEC approved final rules to require companies to disclose practices or policies regarding the ability of emplo... 045700
Private OfferingsPrivate PlacementSEC House Passes Accelerated Access To Capital Act Laura Anthony, Esq.November 15, 2016 November 15, 2016 On September 8, 2016, the U.S. House of Representatives passed the Accelerating Access to Capital Act. The passage of this Act conti... 045500
Regulation S-KRegulation S-XSECSEC Advisory CommitteeSEC GuidanceSmaller Reporting CompanyThe FAST Act SEC Proposes Amendments To Definition Of “Small Reporting Company” Laura Anthony, Esq.July 12, 2016 December 5, 2016 045300
CybersecurityCybersecurity DisclosuresSECSEC Guidance The SEC Has Issued New Guidance On Cybersecurity Disclosures Laura Anthony, Esq.March 27, 2018 April 2, 2018 On February 20, 2018, the SEC issued new interpretative guidance on public company disclosures related to cybersecurity risks and in... 045200
Private OfferingsSECSEC GuidanceSection 4(a)(6)Uncategorized SEC Advisory Committee On Small And Emerging Companies Reviews Capital Formation Laura Anthony, Esq.March 22, 2016 044700
SEC SEC Spring 2018 Regulatory Agenda Laura Anthony, Esq.June 26, 2018 On May 9, 2018, the SEC posted its latest version of its semiannual regulatory agenda and plans for rulemaking with the U.S. Office... 044700