Private OfferingsPrivate PlacementSEC House Passes Accelerated Access To Capital Act Laura Anthony, Esq.November 15, 2016 November 15, 2016 On September 8, 2016, the U.S. House of Representatives passed the Accelerating Access to Capital Act. The passage of this Act conti... 037800
Regulation S-KRegulation S-XSEC Yahoo Hacking Scandal And Obligations Related To Cybersecurity Laura Anthony, Esq.December 6, 2016 December 6, 2016 On September 26, 2016, Senator Mark R. Warner (D-VA), a member of the Senate Intelligence and Banking Committees and cofounder of th... 037800
SEC SEC Rules For Disclosure Of Hedging Policies Laura Anthony, Esq.March 12, 2019 In December 2018, the SEC approved final rules to require companies to disclose practices or policies regarding the ability of emplo... 037400
SECSEC Advisory CommitteeSEC GuidanceSEC Investor AlertSEC Penalties ActSEC Proxy RulesSEC Regulations on CrowdfundingSEC Rules on crowdfunding The SEC’s 2017 Enforcement Priorities And Results Laura Anthony, Esq.January 9, 2018 No more broken windows! In a series of speeches by various top brass at the SEC followed by the publication of the SEC Enforcement... 037300
GAAPSECXBRL SEC Adopts Inline XBRL Laura Anthony, Esq.August 21, 2018 On June 28, 2018, the SEC adopted amendments to the XBRL requirements to require the use of Inline XBRL for financial statement info... 037300
Regulation ARegulation A+SEC Regulation A For Publicly Reporting Companies, Economic Growth and Regulatory Relief Laura Anthony, Esq.July 3, 2018 July 3, 2018 Regulation A+ will soon be available for publicly reporting companies. On May 24, 2018, President Trump signed the Economic Growth,... 037000
Form S-8Rule 701SEC SEC Amends Rule 701 And Issues A Concept Release On Rule 701 And Form S-8 – Part II Laura Anthony, Esq.September 4, 2018 On May 24, 2018, President Trump signed the Economic Growth, Regulatory Relief and Consumer Protection Act (the “Act”) into law. Sec... 036900
Private OfferingsSECSEC GuidanceSection 4(a)(6)Uncategorized SEC Advisory Committee On Small And Emerging Companies Reviews Capital Formation Laura Anthony, Esq.March 22, 2016 036700
CFTCCryptocurrenciesDistributed Ledger TechnologyDLTInitial Coin OfferingsInitial Cryptocurrency OfferingsSEC The SEC And CFTC Joint Statements On Cryptocurrencies; Global Regulators Join In Laura Anthony, Esq.February 6, 2018 On January 19, 2018 and again on January 25, 2018, the SEC and CFTC divisions of enforcement issued joint statements regarding crypt... 036700
CybersecurityCybersecurity DisclosuresSECSEC Guidance The SEC Has Issued New Guidance On Cybersecurity Disclosures Laura Anthony, Esq.March 27, 2018 April 2, 2018 On February 20, 2018, the SEC issued new interpretative guidance on public company disclosures related to cybersecurity risks and in... 036300