SEC Amends Rule 701 And Issues A Concept Release On Rule 701 And Form S-8 – Part II
On May 24, 2018, President Trump signed the Economic Growth, Regulatory Relief and Consumer Protection Act (the “Act”) into law. Sec...
Home Archive by Category "SEC" (Page 10)
The CFTC And Cryptocurrencies
The SEC and U.S. Commodity Futures Trading Commission (CFTC) have been actively policing the crypto or virtual currency space. Both...
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The SEC And CFTC Joint Statements On Cryptocurrencies; Global Regulators Join In
On January 19, 2018 and again on January 25, 2018, the SEC and CFTC divisions of enforcement issued joint statements regarding crypt...
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SEC Rules For Disclosure Of Hedging Policies
In December 2018, the SEC approved final rules to require companies to disclose practices or policies regarding the ability of emplo...
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Regulation A For Publicly Reporting Companies, Economic Growth and Regulatory Relief
Regulation A+ will soon be available for publicly reporting companies. On May 24, 2018, President Trump signed the Economic Growth,...
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House Passes Accelerated Access To Capital Act
On September 8, 2016, the U.S. House of Representatives passed the Accelerating Access to Capital Act. The passage of this Act conti...
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The SEC Has Issued New Guidance On Cybersecurity Disclosures
On February 20, 2018, the SEC issued new interpretative guidance on public company disclosures related to cybersecurity risks and in...
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