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Home Archive by Category "Rule 144" (Page 3)

Rule 144

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Public Shell Company Rule 144 Section 3(a)(9)Uncategorized

Understanding Section 3(a)(9) Exchanges and Conversions as Related to Convertible Promissory Notes

Laura Anthony, Esq.

March 4, 2014

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Crowdfunding Form 10 Form 10-Q JOBS ACT Regulation A Regulation A+Regulation D Rule 144 SEC Rule 15c2-11 Securities Attorneys

SEC Proposes Rules for Regulation A+

Laura Anthony, Esq.

February 25, 2014

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371

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Broker Dealer Registration Requirements Broker-Dealer Going Public JOBS ACT JOBS ACT and Crowdfunding Rule 144 Rule 506 Section 12 Securities Attorneys Uncategorized

The SEC Establishes Key Exemption to the Broker-Dealer Registration Requirements for M&A Brokers

Laura Anthony, Esq.

February 18, 2014

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Rule 144 Rule 144 Legal Opinions Rule 144 Opinion Letters Rule 144A Section 3(a)(9)Securities Attorneys

A Basic Overview of Rule 144

Laura Anthony, Esq.

February 11, 2014

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FINRA Form 10 Form 8-K Form S-1 JOBS ACT Public Shell Company Rule 144 S-1 Registration Statement SEC Rule 15c2-11 Securities Attorneys

SEC Files Proceedings Against 19 S-1 Companies and Suspends Trading on 255 Shell Companies

Laura Anthony, Esq.

February 4, 2014

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485

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Depository Trust Company (DTC)DTC Chill DTC Eligibility DTC Global Locks Form 10 Global Lock Rule 144 Securities Attorneys White Paper

DTC Has Published Proposed Rules Related To Chills and Locks

Laura Anthony, Esq.

January 28, 2014

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408

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Broker-Dealer Direct Public Offering (DPO)Due Diligence FINRA Form 10 Funding Portals Going Public Going Public Attorneys Merger Transaction NASDAQ OTC Market OTCBB OTCQB and OTCQX Private Investment in Public Equity (PIPE)Public Shell Company Reverse Mergers Rule 144 S-1 Registration Statement SEC Rule 15c2-11 Securities Attorneys Uncategorized

Direct Public Offering or Reverse Merger; Know Your Best Option for Going Public

Laura Anthony, Esq.

January 21, 2014

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847

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Form 10 Rule 144 Rule 145 Section 5 Securities Attorneys Spin-Off

How to Complete an Unregistered Spin-Off

Laura Anthony, Esq.

October 22, 2013

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Form D JOBS ACT JOBS ACT and Crowdfunding Regulation D Rule 144 Rule 156 Rule 506 Securities Attorneys

OTC Markets Comments on Proposed SEC Rules Regarding Amendments to Regulation D, Form D and Rule 156

Laura Anthony, Esq.

October 15, 2013

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384

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Depository Trust Company (DTC)DTC Chill DTC Eligibility DTC Global Locks Global Lock Rule 144 Securities Attorneys White Paper

DTC Unveils Procedures and Plans for a Rule Change that Applies to Issuers Affected By Chills and Locks

Laura Anthony, Esq.

October 8, 2013

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439

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