CrowdfundingForm 10-KForm 10-QJOBS ACTJOBS ACT and CrowdfundingRegulation ARegulation A+Regulation DReverse MergersS-1 Registration StatementSecurities Attorneys Regulation A+; A Brief History Laura Anthony, Esq.July 30, 2012 Title IV of the JOBS Act – Small Capital Formation – is quickly being called the new Regulation A+. Title IV of the JOBS Act techni... 032600
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingReverse MergersRule 144ASecurities Attorneys What is an Accredited Investor or a Qualified Institutional Investor Anyway? Laura Anthony, Esq.July 12, 2012 Title II of the JOBS Act provides that the SEC will amend Section 4(2) of the Securities Act of 1933 and Regulation D promulgated th... 046200
Depository Trust Company (DTC)DTC ChillDTC EligibilityReverse MergersS-1 Registration StatementSecurities AttorneysSmall Cap Market Native American Energy Granted Full Eligibility for DTC Services After Four-Year Appeal Laura Anthony, Esq.June 25, 2012 Native American Energy Group (NAGP), an oil and gas exploration company has been granted full eligibility for clearing and settlemen... 047400
CrowdfundingFunding PortalsJOBS ACTJOBS ACT and CrowdfundingReverse MergersS-1 Registration StatementSEC GuidanceSecurities Attorneys Crowdfunding Intermediaries – SEC Issues Guidance Laura Anthony, Esq.May 16, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full title of which... 025800
15c2-11 ApplicationCrowdfundingFINRAJOBS ACTOTC MarketPublic Shell CompanyReverse MergersSEC GuidanceSEC Rule 15c2-11Securities AttorneysUncategorized SEC Suspends Trading for Record Number of Shell Companies Laura Anthony, Esq.May 14, 2012 The Securities and Exchange Commission (SEC) today suspended the trading in 379 dormant shell companies. This is the most trading s... 050100
CrowdfundingJOBS ACTNASDAQReverse MergersSecurities Attorneys NASDAQ Lowers Price Per Share Initial Listing Requirement Laura Anthony, Esq.May 10, 2012 The SEC has approved the recent NASDAQ rule change to lower the minimum bid listing requirement from $4.00 to either $2.00 or $3.00... 027800
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRegulation DReverse MergersRule 144ARule 506Securities AttorneysUncategorized THE JOBS ACT IMPACT ON HEDGE FUND MARKETING Laura Anthony, Esq.May 8, 2012 On April 5, 2012 President Obama signed the Jumpstart Our Business Startups Act (JOBS Act) into law. The other day I blogged about... 025900
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRegulation DReverse MergersRule 144ARule 506Securities Attorneys JOBS Act Amendments to General Solicitation and Advertising of Private Offerings Laura Anthony, Esq.May 3, 2012 Title II of the JOBS Act provides that, within 90 days of the passage of the JOBS Act (i.e. July 5, 2012), the SEC will amend Sectio... 031000
CrowdfundingJOBS ACTReverse MergersSecurities AttorneysUncategorized At-The-Market Offerings Laura Anthony, Esq.May 2, 2012 Anyone that reads the trade journals knows that at-the-market offerings, or ATM’s as they are now known, have recently gained in pop... 030400
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingReverse MergersSecurities Attorneys Crowdfunding intermediaries- Hurry Up and Wait Laura Anthony, Esq.April 26, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full title of which... 024900