C&DIRegulation ARegulation A+SEC The SEC Has Issued New C&DI Guidance On Regulation A+ Laura Anthony, Esq.January 24, 2017 On November 17, 2016, the SEC Division of Corporation Finance issued three new Compliance and Disclosure Interpretations (C&a... 01K00
C&DIRegulation ARegulation A+Rule 144Rule 701SECSection 5 SEC Issues New C&DI On Rule 701 Laura Anthony, Esq.November 1, 2016 On June 23, 2016, the SEC issued seven new Compliance and Disclosure Interpretations (“C&DI”) related to Rule 701 of the Securit... 01.1K00
Form S-1Free Writing ProspectusJOBS ACTPost- Filing PeriodPre-Effectiveness PeriodPre-Filing PeriodRegulation ARegulation A+Rule 134Rule 135SECSection 5Smaller Reporting CompanyTest The Waters Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 2 Laura Anthony, Esq.July 26, 2016 060200
Form S-1NASDAQNASDAQ Listing RequirementsOTC MarketOTC Markets Listing RequirementsOTCQXRegulation AS-3 Registration Statement OTC Markets Petitions The SEC To Expand Regulation A To Include SEC Reporting Companies Laura Anthony, Esq.June 28, 2016 December 5, 2016 052300
Blue Sky LawsFlorida Corporate StatutesForm S-1Regulation ARegulation A+Uncategorized State Blue Sky Concerns; Florida and New York Laura Anthony, Esq.March 1, 2016 081300
LawCast NetworkRegulation ARegulation A+Uncategorized More On Regulation A/A+; Thoughts On The Practical Effects And New SEC Guidance Laura Anthony, Esq.July 14, 2015 032500
LawCast NetworkRegulation ARegulation A+Uncategorized Regulation A+; An In-Depth Overview Laura Anthony, Esq.June 9, 2015 046900
Bad Actor RulesBad ActorsC&DIRegulation ARegulation DUncategorized SEC Division of Corporation Finance Issues Guidance On Bad Actor Waivers Laura Anthony, Esq.April 21, 2015 040300
NASAARegulation ARegulation A+Securities AttorneysSmall Cap MarketUncategorized SEC Has Published Final Rules Adopting Regulation A+ Laura Anthony, Esq.March 31, 2015 056700
Form DJOBS ACTNASAARegulation ARegulation A+Regulation DRule 144Uncategorized First Issuer Completes NASAA Coordinated Review For Regulation A Offering Laura Anthony, Esq.December 30, 2014 040400