BlockchainBlockchain TechnologyCFTCDistributed Ledger TechnologyDLTInitial Coin OfferingsInitial Cryptocurrency OfferingsRegulation A+ Securities Token Or Not? A Case Study – Part II Laura Anthony, Esq.October 2, 2018 This is the second part in my three-part series laying out fact patterns and discussing whether a specific digital asset is a securi... 043200
LawCast NetworkRegulation ARegulation A+Uncategorized Regulation A+; An In-Depth Overview Laura Anthony, Esq.June 9, 2015 037800
C&DIForm 1-ARegulation ARegulation A+ Updates On Regulation A+ Laura Anthony, Esq.October 10, 2017 On September 14, 2017, the SEC issued three new Compliance and Disclosure Interpretations (C&DI) to provide guidance related to... 036900
JOBS ACTJOBS ACT and CrowdfundingPrivate OfferingsPrivate PlacementRegulation ARegulation A+Rule 156Rule 506Rule 6490Section 4(a)(2)Uncategorized Private Offering Rule Changes Since JOBS Act Laura Anthony, Esq.December 2, 2014 035200
FINRANASAARegulation ARegulation A+Regulation CRegulation SHORegulation TRule 144Rule 147Rule 152Rule 504 The 2017 SEC Government-Business Forum On Small Business Capital Formation Final Report Laura Anthony, Esq.June 12, 2018 The SEC has published the final report and recommendations of the 2017 annual Government-Business Forum on Small Business Capital Fo... 032600
Form DJOBS ACTNASAARegulation ARegulation A+Regulation DRule 144Uncategorized First Issuer Completes NASAA Coordinated Review For Regulation A Offering Laura Anthony, Esq.December 30, 2014 032500
Regulation ARegulation A+SEC Regulation A+ Now Available For Publicly Reporting Companies Laura Anthony, Esq.January 2, 2019 On December 19, 2018, the SEC adopted final rules allowing reporting companies to Rely on Regulation A to conduct securities offerin... 031400
LawCast NetworkOTC MarketOTC Markets Listing RequirementsOTC PinkOTC Pink Listing RequirementsOTCBBOTCQBOTCQB and OTCQXOTCQB Listing RequirementsOTCQXOTCQX Listing RequirementsPinksheetsRegulation A+Uncategorized OTC Markets Amends Listing Standards For OTCQB To Include Regulation A+ Issuers Laura Anthony, Esq.July 7, 2015 030300
JOBS ACTRegulation ARegulation A+Rule 506S-1 Registration StatementUncategorized NASAA and US Senate Oppose State Law Pre-Emption in Proposed Regulation A+ Laura Anthony, Esq.August 19, 2014 029200
CrowdfundingForm 10Form 10-QJOBS ACTRegulation ARegulation A+Regulation DRule 144SEC Rule 15c2-11Securities Attorneys SEC Proposes Rules for Regulation A+ Laura Anthony, Esq.February 25, 2014 028700