C&DIRegulation ARegulation A+Rule 144Rule 701SECSection 5 SEC Issues New C&DI On Rule 701 Laura Anthony, Esq.November 1, 2016 On June 23, 2016, the SEC issued seven new Compliance and Disclosure Interpretations (“C&DI”) related to Rule 701 of the Securit... 01.1K00
Form S-1Free Writing ProspectusJOBS ACTPost- Filing PeriodPre-Effectiveness PeriodPre-Filing PeriodRegulation ARegulation A+Rule 134Rule 135SECSection 5Smaller Reporting CompanyTest The Waters Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 2 Laura Anthony, Esq.July 26, 2016 059800
Blue Sky LawsC&DIForm 1-AJOBS ACTRegulation ARegulation A+Rule 506Test The Waters Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 1 Laura Anthony, Esq.July 19, 2016 11K00
Blue Sky LawsFlorida Corporate StatutesForm S-1Regulation ARegulation A+Uncategorized State Blue Sky Concerns; Florida and New York Laura Anthony, Esq.March 1, 2016 080800
LawCast NetworkRegulation ARegulation A+Uncategorized More On Regulation A/A+; Thoughts On The Practical Effects And New SEC Guidance Laura Anthony, Esq.July 14, 2015 032100
LawCast NetworkOTC MarketOTC Markets Listing RequirementsOTC PinkOTC Pink Listing RequirementsOTCBBOTCQBOTCQB and OTCQXOTCQB Listing RequirementsOTCQXOTCQX Listing RequirementsPinksheetsRegulation A+Uncategorized OTC Markets Amends Listing Standards For OTCQB To Include Regulation A+ Issuers Laura Anthony, Esq.July 7, 2015 035500
LawCast NetworkRegulation ARegulation A+Uncategorized Regulation A+; An In-Depth Overview Laura Anthony, Esq.June 9, 2015 046700
NASAARegulation ARegulation A+Securities AttorneysSmall Cap MarketUncategorized SEC Has Published Final Rules Adopting Regulation A+ Laura Anthony, Esq.March 31, 2015 056400
Form DJOBS ACTNASAARegulation ARegulation A+Regulation DRule 144Uncategorized First Issuer Completes NASAA Coordinated Review For Regulation A Offering Laura Anthony, Esq.December 30, 2014 040200
JOBS ACTJOBS ACT and CrowdfundingPrivate OfferingsPrivate PlacementRegulation ARegulation A+Rule 156Rule 506Rule 6490Section 4(a)(2)Uncategorized Private Offering Rule Changes Since JOBS Act Laura Anthony, Esq.December 2, 2014 043300