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Home Archive by Category "OTCQX"

OTCQX

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

NASDAQ OTC Market OTC Markets Listing Requirements OTCQX OTCQX Listing Requirements Regulation D Regulation FD Rule 144 SEC

Changes In India’s Laws Related To Foreign Direct Investments- A U.S. Opportunity; Brief Overview For Foreign Private Issuers

Laura Anthony, Esq.

November 8, 2016 November 11, 2016

Make Laura Anthony’s Blog Site #1 Click Icon Below and Vote NOW In June 2016, the Indian government announced new rules allowing for...

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FINRA FINRA Compliance OTC Market OTCBB OTCQB OTCQB and OTCQX OTCQX Pinksheets Uncategorized

FINRA Seeks to Eliminate the OTCBB and Impose Regulations on the OTC Markets

Laura Anthony, Esq.

October 28, 2014

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Blue Sky Laws Broker Dealer Registration Requirements Broker-Dealer Florida Corporate Statutes Mergers And Acquisitions OTC Market OTC Pink OTCQB OTCQX SEC Uncategorized

Florida Broker-Dealer Registration Exemption For M&A Brokers

Laura Anthony, Esq.

October 25, 2016 October 25, 2016

Following the SEC’s lead, effective July 1, 2016, Florida has passed a statutory exemption from the broker-dealer registration requi...

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FINRA OTC Market OTCBB OTCQB OTCQB and OTCQX OTCQX Pinksheets Small Cap Market

Has The OTCBB Been Replaced By The OTCQX And OTCQB?

Laura Anthony, Esq.

December 9, 2010

Over the past few years, the historical “PinkSheets” has undergone some major changes, starting with the creation of certain “tiers”...

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15c2-11 Application OTC Market OTCBB OTCQB and OTCQX OTCQX Pinksheets SEC Rule 15c2-11 Securities Attorneys

OTC Market Group Has Modified Its Alternative Reporting Standard

Laura Anthony, Esq.

June 11, 2013

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IPO OTC Market OTC Markets Listing Requirements OTCQX OTCQX Listing Requirements Uncategorized

OTC Markets Amends IPO Listing Standards for OTCQX

Laura Anthony, Esq.

May 31, 2016

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OTC Market OTC Markets Listing Requirements OTC Pink OTC Pink Listing Requirements OTCBB OTCQB OTCQB and OTCQX OTCQB Listing Requirements OTCQX OTCQX Listing Requirements

OTC Markets Amends Listing Standards For OTCQB To Allow Non-Reporting Issuers

Laura Anthony, Esq.

June 27, 2017 June 27, 2017

Effective May 18, 2017, the OTC Markets has amended its qualification rules for the OTCQB to allow quotation by companies that follo...

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LawCast Network OTC Market OTC Markets Listing Requirements OTC Pink OTC Pink Listing Requirements OTCBB OTCQB OTCQB and OTCQX OTCQB Listing Requirements OTCQX OTCQX Listing Requirements Pinksheets Regulation A+Uncategorized

OTC Markets Amends Listing Standards For OTCQB To Include Regulation A+ Issuers

Laura Anthony, Esq.

July 7, 2015

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DAD/PAL OTCQX OTCQX Listing Requirements Uncategorized

OTC Markets Amends Listing Standards For The OTCQX

Laura Anthony, Esq.

December 29, 2015

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FINRA OTC Market OTC Markets Listing Requirements OTC Pink OTCQB OTCQX SEC

OTC Markets Group Establishes A Stock Promotion Policy

Laura Anthony, Esq.

December 5, 2017

As OTC Markets Group continues to position itself as a respected venture trading platform, it has adopted a new stock promotion poli...

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LawCasts
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