Dodd-Frank ActFINRAIPOJOBS ACTJOBS ACT and CrowdfundingPCAOB AuditingRegulation S-K COMPREHENSIVE REVIEW OF TITLE I OF THE JOBS ACT AS RELATED TO EMERGING GROWTH COMPANIES Laura Anthony, Esq.November 14, 2012 On April 5, 2012, President Obama signed the Jumpstart our Business Startups Act (JOBS Act) into law. The JOBS Act was passed on a... 045100
Broker-DealerJOBS ACT and CrowdfundingRule 506Section 3(a)(39)Uncategorized Case Study of Online Funding as Related to Broker-Dealer Exemptions Laura Anthony, Esq.July 7, 2014 044500
CrowdfundingForm CFunding PortalsJOBS ACTJOBS ACT and CrowdfundingPCAOB AuditingSEC GuidanceSecurities Attorneys Proposed Crowdfunding Rules – Part IV Laura Anthony, Esq.January 14, 2014 044300
CrowdfundingIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147SECSEC Advisory CommitteeSecurities AttorneyUncategorized SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings Laura Anthony, Esq.October 13, 2015 044300
Accredited InvestorsJOBS ACTJOBS ACT and CrowdfundingSECSection 12Section 15(d)The FAST ActUncategorized SEC Issues Final Rules Implementing The JOBS Act And Rules On The FAST Act Laura Anthony, Esq.May 10, 2016 044200
C&DIForm F-1Form S-1JOBS ACTJOBS ACT and CrowdfundingThe FAST ActUncategorized SEC Issues Rules Implementing Certain Provisions Of The FAST Act Laura Anthony, Esq.February 2, 2016 043700
CrowdfundingDirect Public Offering (DPO)IPOJOBS ACTJOBS ACT and CrowdfundingPre-Effectiveness PeriodSecurities Attorneys Crowdfunding Direct Public Offerings Laura Anthony, Esq.August 21, 2012 As a reminder, on April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full... 042800
CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147Section 3(a)(11)Section 4(a)(6)Section 5Uncategorized SEC Issues Advertising Guidance Related to State-Specific Crowdfunding Laura Anthony, Esq.October 21, 2014 040300
CrowdfundingFINRAForm DJOBS ACTJOBS ACT and CrowdfundingRegulation SRule 144Rule 144ARule 506Securities Attorneys New SEC Rules Have Eliminated the Prohibition Against General Solicitation and Advertising in Rules 506 and 144A Offerings Laura Anthony, Esq.July 16, 2013 039600
Broker-DealerDodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRule 144ARule 506S-1 Registration StatementSecurities Attorneys An Overview of Exemptions for Hedge Fund Advisers: Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers – Part I Laura Anthony, Esq.May 16, 2013 039200