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Home 2016 (Page 4)

Year: 2016

89 Posts

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Regulation S-K Regulation S-X

SEC Issues Proposed Regulation S-K And S-X Amendments

Laura Anthony, Esq.

August 9, 2016 September 2, 2016

On July 13, 2016, the SEC issued a 318-page proposed rule change on Regulation S-K and Regulation S-X to amend disclosures that are...

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Accredited Investors SEC SEC Advisory Committee SEC Guidance

SEC Advisory Committee On Small And Emerging Companies Issues Further Recommendations On Accredited Investor Definition

Laura Anthony, Esq.

August 2, 2016 September 6, 2016

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Form S-1 Free Writing Prospectus JOBS ACT Post- Filing Period Pre-Effectiveness Period Pre-Filing Period Regulation A Regulation A+Rule 134 Rule 135 SEC Section 5 Smaller Reporting Company Test The Waters

Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 2

Laura Anthony, Esq.

July 26, 2016

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Regulation S-K Regulation S-X SEC SEC Advisory Committee SEC Guidance Smaller Reporting Company The FAST Act

SEC Proposes Amendments To Definition Of “Small Reporting Company”

Laura Anthony, Esq.

July 12, 2016 December 5, 2016

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Free Writing Prospectus NASDAQ Regulation FD S-3 Registration Statement

Confidentially Marketed Public Offerings (CMPO)

Laura Anthony, Esq.

July 5, 2016 December 5, 2016

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Form S-1 NASDAQ NASDAQ Listing Requirements OTC Market OTC Markets Listing Requirements OTCQX Regulation A S-3 Registration Statement

OTC Markets Petitions The SEC To Expand Regulation A To Include SEC Reporting Companies

Laura Anthony, Esq.

June 28, 2016 December 5, 2016

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Private: [ID: a_Wv4je6hwI] Youtube Automatic

Watch LaterAdded 04:14

Securities Law Firm

OTC Markets, OTCQX Benefits, and NASDAQ

June 27, 2016 April 10, 2022

OTC Markets, OTCQX Benefits, and NASDAQ – There are many benefits to trading on an exchange such as NASDAQ. The biggest benefi...

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Delaware Corporate Statutes Delaware Corporations Florida Corporate Statutes Nevada Corporate Statutes Nevada Statutes SEC

A Comparison Of Nevada, Delaware And Florida Corporate Statutes

Laura Anthony, Esq.

June 21, 2016 December 5, 2016

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Private: [ID: ELcIgtntW-Q] Youtube Automatic

Watch LaterAdded 05:41

Securities Law Firm

NASDAQ Listing Requirements and Disclosures

June 16, 2016 April 10, 2022

NASDAQ Listing Requirements and Disclosures- NASDAQ has several listing applications depending on the circumstances of the listing s...

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Private: [ID: eba4nY3XSDg] Youtube Automatic

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Securities Law Firm

The NASDAQ Listing Application

June 14, 2016 April 10, 2022

The NASDAQ Listing Application- The NASDAQ application package includes: (i) a symbol reservation form; (ii) the listing application...

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All rights reserved. Anthony L.G., PLLC

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