Year: 2015
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Section 16 Reporting Requirements
Section 16 Reporting Requirements- Under Section 16, every person who is an insider must file an initial statement on Form 3 within...
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Sections 13 and 16 Reporting Requirements
Sections 13 and 16 Reporting Requirements- Sections 13 and 16 are individual SEC reporting requirements for officers, directors and...
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Super 8-K Filing Requirements
Super 8-K Filing Requirements- A “Super 8-K” is an industry term used for an 8-K filed under Item 2.01 for the completion of a trans...
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Section 4(a)(1) Exemption
Section 4(a)(1) Exemption- Just like for an issuer, when a shareholder sells or transfers shares that sale or transfer must either b...