Watch LaterAdded 04:53 Securities Law Firm The Depository Trust Company and DTC Eligibility Requirements August 27, 2015 April 10, 2022 The Depository Trust Company and DTC Eligibility Requirements- DTC stands for the Depository Trust Company. DTC is a central securit... 017.1K2230
Watch LaterAdded 05:24 Securities Law Firm The Difference Between A 506(b) Offering And A 506(c) Offering September 3, 2015 April 10, 2022 The Difference Between A 506(b) Offering And A 506(c) Offering- the difference between a traditional 506(b) offering and a 506(c) of... 01.2K140
Watch LaterAdded 04:33 Securities Law Firm The DTC and Removing A DTC Chill or Global Lock August 28, 2015 April 10, 2022 The DTC and Removing A DTC Chill or Global Lock- In the first two Lawcasts in this series I discussed generally what the DTC is and... 01.2K70
Form S-1IPOS-1 Registration StatementSection 3(a)(39)Section 4(a)(7)The FAST ActUncategorized The Fast Act (Fixing American’s Surface Transportation Act) Laura Anthony, Esq.December 15, 2015 030400
NYSE MKTSECSecurities AttorneySmall Cap MarketUncategorized The Materiality Standard; NYSE Amends Rules; FASB Proposed Guidance Laura Anthony, Esq.November 3, 2015 034400
Watch LaterAdded 04:53 Securities Law Firm The Merger and Acquisition Process November 19, 2015 April 10, 2022 The Merger and Acquisition Process- Today I am continuing my discussion on the responsibilities of the board of directors and in par... 02.7K90
Broker-DealerFINRAUncategorized The New FINRA Broker Background Check Rule Laura Anthony, Esq.March 24, 2015 July 13, 2017 044200
Watch LaterAdded 05:37 Securities Law Firm The Reverse Merger Process January 29, 2015 April 10, 2022 The Reverse Merger Process- What is a reverse merger? A reverse merger is the most common alternative to an initial public offering... 03.9K340
Rule 144Rule 144ASection 4(a)(1)Uncategorized The Section 4(a)(1) And 4(a)(1½) Exemption; Recommendations For An Amendment To Rule 144 Related To Shell Companies Laura Anthony, Esq.June 23, 2015 03.7K00
SECSEC Penalties ActUncategorized The Stronger Enforcement Of Civil Penalties Act; A Push For Higher SEC Penalties Laura Anthony, Esq.September 22, 2015 023800