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Home 2014 February

Month: February 2014

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
CrowdfundingForm 10Form 10-QJOBS ACTRegulation ARegulation A+Regulation DRule 144SEC Rule 15c2-11Securities Attorneys

SEC Proposes Rules for Regulation A+

Laura Anthony, Esq.
February 25, 2014
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Broker Dealer Registration RequirementsBroker-DealerGoing PublicJOBS ACTJOBS ACT and CrowdfundingRule 144Rule 506Section 12Securities AttorneysUncategorized

The SEC Establishes Key Exemption to the Broker-Dealer Registration Requirements for M&A Brokers

Laura Anthony, Esq.
February 18, 2014
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Rule 144Rule 144 Legal OpinionsRule 144 Opinion LettersRule 144ASection 3(a)(9)Securities Attorneys

A Basic Overview of Rule 144

Laura Anthony, Esq.
February 11, 2014
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657
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FINRAForm 10Form 8-KForm S-1JOBS ACTPublic Shell CompanyRule 144S-1 Registration StatementSEC Rule 15c2-11Securities Attorneys

SEC Files Proceedings Against 19 S-1 Companies and Suspends Trading on 255 Shell Companies

Laura Anthony, Esq.
February 4, 2014
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587
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All rights reserved. Anthony L.G., PLLC

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