Private PlacementPrivate Placement MemorandumSEC GuidanceSecurities AttorneysUncategorizedVenture Capital Structuring The Private Placement Or Venture Investment- Pre-Deal Considerations Laura Anthony, Esq.April 17, 2013 057100
15c2-11 ApplicationOTC MarketOTCBBPinksheetsSEC Rule 15c2-11Securities AttorneysSmall Cap Market OTC Market Groups Has Modified Its Alternative Reporting Standard Effective January 3, 2013 Laura Anthony, Esq.January 4, 2013 056900
CrowdfundingFINRAForm CFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRule 506Section 4(a)(6)Securities Attorneys Proposed Crowdfunding Rules – Part I Laura Anthony, Esq.November 19, 2013 055800
15c2-11 ApplicationFINRAOTC MarketS-1 Registration StatementSEC Rule 15c2-11Securities Attorneys SEC Suspends Trading On 61 Shell Companies Laura Anthony, Esq.June 3, 2013 055700
OTC MarketOTCBBOTCQBOTCQB and OTCQXOTCQXPinksheetsPrivate Investment in Public Equity (PIPE)S-1 Registration StatementSecurities Attorneys SEC Updates May Benefit Equity Line Financing Providers and Issuers Laura Anthony, Esq.August 13, 2013 055200
Broker-DealerJOBS ACTJOBS ACT and CrowdfundingRegulation DRule 506SEC GuidanceSecurities AttorneysVenture Capital SEC Issues Guidance Regarding The Exemption From Broker-Dealer Registration In Title II Of The JOBS Act Laura Anthony, Esq.March 12, 2013 054800
CrowdfundingFINRAForm CFunding PortalsJOBS ACTJOBS ACT and CrowdfundingSecurities Attorneys Proposed Crowdfunding Rules – Part II Laura Anthony, Esq.December 3, 2013 053800
Form DRegulation DRule 156Rule 506SEC GuidanceSecurities AttorneysUncategorized The SEC has Issued Proposed Rules Amending Regulation D, Form D and Rule 156 – Part I Laura Anthony, Esq.August 20, 2013 053300
Private PlacementPrivate Placement MemorandumSecurities AttorneysUncategorized Structuring The Private Placement Investment- The Form Of The Investment Laura Anthony, Esq.March 28, 2013 052900
Dodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRegulation DRegulation SSecurities Attorneys An Overview of Exemptions for Hedge Fund Advisors: Exemptions for Advisors to Venture Capital Funds, Private Fund Advisors with Less Than $150 Million in Assets Under Management, and Foreign Private Advisors – Part IV Laura Anthony, Esq.September 17, 2013 052400
