Form 8-KMergers And AcquisitionsRegulation FDSecurities Attorneys Mergers and Acquisitions; Merger Documents Outlined Laura Anthony, Esq.November 5, 2013 036200
Depository Trust Company (DTC)DTC ChillDTC EligibilityDTC Global LocksGlobal LockRule 144Securities AttorneysWhite Paper DTC Unveils Procedures and Plans for a Rule Change that Applies to Issuers Affected By Chills and Locks Laura Anthony, Esq.October 8, 2013 034400
Form 10Rule 144Rule 145Section 5Securities AttorneysSpin-Off How to Complete an Unregistered Spin-Off Laura Anthony, Esq.October 22, 2013 034000
CrowdfundingFINRAForm DJOBS ACTJOBS ACT and CrowdfundingRegulation SRule 144Rule 144ARule 506Securities Attorneys New SEC Rules Have Eliminated the Prohibition Against General Solicitation and Advertising in Rules 506 and 144A Offerings Laura Anthony, Esq.July 16, 2013 031900
Bad Actor RulesBad ActorsDodd-Frank ActRule 506SEC GuidanceSecurities AttorneysUncategorized SEC Guidance on Rules Disqualifying Bad Actors from Participating in Rule 506 Offerings Laura Anthony, Esq.December 17, 2013 031500
CrowdfundingFINRAForm CFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRule 506Section 4(a)(6)Securities Attorneys Proposed Crowdfunding Rules – Part I Laura Anthony, Esq.November 19, 2013 031000
Dodd-Frank ActJOBS ACTRule 506Securities Attorneys An Overview of Exemptions for Hedge Fund Advisors: Exemptions for Advisors to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers – Part III Laura Anthony, Esq.August 7, 2013 030300
Mergers And AcquisitionsSecurities Attorneys Board of Directors Obligations as Applied to Mergers and Acquisitions Laura Anthony, Esq.October 30, 2013 029400
Private PlacementPrivate Placement MemorandumSEC GuidanceSecurities AttorneysUncategorizedVenture Capital Structuring The Private Placement Or Venture Investment- Pre-Deal Considerations Laura Anthony, Esq.April 17, 2013 029000
Private PlacementPrivate Placement MemorandumSecurities AttorneysUncategorized Structuring The Private Placement Investment- The Form Of The Investment Laura Anthony, Esq.March 28, 2013 028700