Form DPrivate PlacementRegulation DRule 156Rule 506SEC GuidanceSecurities Attorneys The SEC has Issued Proposed Rules Amending Regulation D, Form D and Rule 156 – Part II Laura Anthony, Esq.August 27, 2013 041900
Form DRegulation DRule 156Rule 506SEC GuidanceSecurities AttorneysUncategorized The SEC has Issued Proposed Rules Amending Regulation D, Form D and Rule 156 – Part I Laura Anthony, Esq.August 20, 2013 024900
15c2-11 ApplicationDue DiligenceFINRAOTC MarketOTCBBOTCQBOTCQB and OTCQXOTCQXPinksheetsPrivate Investment in Public Equity (PIPE)S-1 Registration StatementSEC Rule 15c2-11Securities Attorneys The OTCQX And OTCQB Are Finally Recognized As “Established Public Markets” By The SEC Laura Anthony, Esq.May 29, 2013 039600
Broker-DealerFinder's FeesMergers And AcquisitionsSecurities Attorneys The ABA Pushes To Allow For The Payment Of Finder’s Fees Laura Anthony, Esq.January 3, 2013 026500