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Home 2013 October

Month: October 2013

5 Posts
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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
Mergers And AcquisitionsSecurities Attorneys

Board of Directors Obligations as Applied to Mergers and Acquisitions

Laura Anthony, Esq.
October 30, 2013
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Form 10Rule 144Rule 145Section 5Securities AttorneysSpin-Off

How to Complete an Unregistered Spin-Off

Laura Anthony, Esq.
October 22, 2013
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610
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Form DJOBS ACTJOBS ACT and CrowdfundingRegulation DRule 144Rule 156Rule 506Securities Attorneys

OTC Markets Comments on Proposed SEC Rules Regarding Amendments to Regulation D, Form D and Rule 156

Laura Anthony, Esq.
October 15, 2013
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515
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Depository Trust Company (DTC)DTC ChillDTC EligibilityDTC Global LocksGlobal LockRule 144Securities AttorneysWhite Paper

DTC Unveils Procedures and Plans for a Rule Change that Applies to Issuers Affected By Chills and Locks

Laura Anthony, Esq.
October 8, 2013
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556
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Blank Check CompaniesFINRAForm 10Form 8-KPublic Shell CompanyRule 144Rule 419S-1 Registration StatementSEC GuidanceSecurities Attorneys

SEC has Modified Policies on Offerings by Shell Companies

Laura Anthony, Esq.
October 1, 2013
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685
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All rights reserved. Anthony L.G., PLLC

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