Law Blog Category: Regulation A+

SEC Issues New C&DI On Rule 701

On June 23, 2016, the SEC issued seven new Compliance and Disclosure Interpretations (“C&DI”) related to Rule 701 of the Securities Act of 1933, as amended (“Securities Act”). On October 19, 2016, the SEC issued an additional three C&DI. The majority of the new C&DI focus on the effect on Rule 701 issuances following a Read the full article…

Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 2

Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 1

State Blue Sky Concerns; Florida and New York

More On Regulation A/A+; Thoughts On The Practical Effects And New SEC Guidance

OTC Markets Amends Listing Standards For OTCQB To Include Regulation A+ Issuers

Regulation A+; An In-Depth Overview

SEC Has Published Final Rules Adopting Regulation A+

First Issuer Completes NASAA Coordinated Review For Regulation A Offering

Private Offering Rule Changes Since JOBS Act

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