C&DIRegulation DSEC Multiple Changes To Private Offering Compliance And Disclosure Interpretations (C&DI) Laura Anthony, Esq.January 23, 2018 January 23, 2018 The SEC has been fine-tuning its Compliance and Disclosure Interpretations (C&DI), making multiple amendments, additions and del... 058500
CrowdfundingIntrastate CrowdfundingIntrastate OfferingRegulation DRule 147Rule 504SECSection 3(a)(11) SEC Modernizes Intrastate Crowdfunding; Amending Rules 147 And 504; Creating New Rule 147A Laura Anthony, Esq.November 29, 2016 On October 26, 2016, the SEC passed new rules to modernize intrastate and regional securities offerings. The final new rules amend R... 085800
Intrastate OfferingRule 147Rule 504Rule 505Rule 506Uncategorized SEC Proposes Amendments Related To Intrastate And Regional Securities Offerings- Part II- Rules 504 And 505 Laura Anthony, Esq.December 1, 2015 038700
Intrastate CrowdfundingIntrastate OfferingRule 147Rule 504SECSection 3(a)(11)Uncategorized SEC Proposes Amendments Related To Intrastate And Regional Securities Offerings- Part 1 Laura Anthony, Esq.November 17, 2015 034300
CrowdfundingIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147SECSEC Advisory CommitteeSecurities AttorneyUncategorized SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings Laura Anthony, Esq.October 13, 2015 042900
Florida Corporate StatutesIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRegulation DRule 147SECUncategorized Intrastate Crowdfunding Legislation Has Passed in Florida Laura Anthony, Esq.July 28, 2015 042500
CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147Section 3(a)(11)Section 4(a)(6)Section 5Uncategorized SEC Issues Advertising Guidance Related to State-Specific Crowdfunding Laura Anthony, Esq.October 21, 2014 038100
CrowdfundingFINRAIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 144Rule 147SEC Rule 15c2-11Securities Attorneys Crowdfunding Using Intrastate Offerings and Rule 147 – Is Florida Next? Laura Anthony, Esq.March 11, 2014 035100
15c2-11 ApplicationCrowdfundingFINRAFunding PortalsIntrastate OfferingJOBS ACT and CrowdfundingRule 147SEC Rule 15c2-11Section 3(a)(11) State Crowdfunding Using Intrastate Offerings and Rule 147 Laura Anthony, Esq.September 10, 2013 050700
Rule 147Safe HarborsSEC GuidanceSection 3(a)(11)Securities Attorneys Securities Law Update: Intrastate Offerings Section 3(a)(11) and Rule 147 Examined Laura Anthony, Esq.November 6, 2009 Section 3(a)(11) of the Securities Act of 1933, as amended (Securities Act) provides an exemption from the registration requirements... 036000