CrowdfundingJOBS ACTRegulation DReverse MergersSarbanes-Oxley Act of 2002SEC GuidanceSecurities AttorneysUncategorized Crowdfunding Act Signed Into Law Laura Anthony, Esq.April 16, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. In accordance with the JOBS Act requirement that all crowdfunding pl... 024700
CrowdfundingFINRAForm DFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRule 144Section 5White Paper CROWDFUNDING FROM A TO Z Laura Anthony, Esq.October 4, 2012 As the expected deadline for the SEC to publish rules and regulations enacting the Crowdfunding Act (Title III of the Jumpstart Our... 026300
Form DJOBS ACTNASAARegulation ARegulation A+Regulation DRule 144Uncategorized First Issuer Completes NASAA Coordinated Review For Regulation A Offering Laura Anthony, Esq.December 30, 2014 032300
CrowdfundingDodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRule 506Securities Attorneys House Subcommittee Demands Explanation of SEC’s Delayed JOBS Act Rulemaking Laura Anthony, Esq.August 27, 2012 Title II of the JOBS Act provides that, within 90 days of the passage of the JOBS Act (i.e. July 5, 2012), the SEC will amend Sectio... 020900
Form DJOBS ACTJOBS ACT and CrowdfundingRegulation DRule 144Rule 156Rule 506Securities Attorneys OTC Markets Comments on Proposed SEC Rules Regarding Amendments to Regulation D, Form D and Rule 156 Laura Anthony, Esq.October 15, 2013 027600
JOBS ACTJOBS ACT and CrowdfundingPrivate OfferingsPrivate PlacementRegulation ARegulation A+Rule 156Rule 506Rule 6490Section 4(a)(2)Uncategorized Private Offering Rule Changes Since JOBS Act Laura Anthony, Esq.December 2, 2014 035000
Form DJOBS ACTJOBS ACT and CrowdfundingNASAARegulation DRule 506 Proposed Rules Eliminating the Prohibition Against General Solicitation and Advertising in Rule 506 Offerings Meet With Opposition by NASAA Laura Anthony, Esq.October 18, 2012 As required by Title II of the JOBS Act, on August 29, 2012, the SEC has published proposed rules eliminating the prohibition agains... 029000
Regulation A Regulation A and Rule 504 Laura Anthony, Esq.December 7, 2009 Section 3(b) of the Securities Act gives the SEC authority to exempt from registration certain offerings where the securities to be... 019500
Form DPrivate Investment in Public Equity (PIPE)Private PlacementRegulation DRegulation D OfferingsRule 504Rule 505UncategorizedUnregistered Offerings SEC Study On Unregistered Offerings Laura Anthony, Esq.February 9, 2016 034100
Form DRegulation DRule 156Rule 506SEC GuidanceSecurities AttorneysUncategorized The SEC has Issued Proposed Rules Amending Regulation D, Form D and Rule 156 – Part I Laura Anthony, Esq.August 20, 2013 025700