Reverse MergersSEC Guidance Section 3(a)(9) Exchanges Evaluated Laura Anthony, Esq.December 11, 2009 Section 3(a)(9) of the Securities Act of 1933, provides an exemption from the registration requirements for “[E]xcept with respect t... 030100
SEC GuidanceSecurities Attorneys Transparency in the Financial Markets and the Materiality Standards Laura Anthony, Esq.November 27, 2009 The disclosure requirements at the heart of the federal securities laws involve a delicate and complex balancing act. Too little in... 021200
Form 10Form 10-KForm 10-QForm 8-KRegulation S-KRule 144Rule 144ASchedule 14CSmaller Reporting CompanyUncategorized Will the Disclosure Modernization and Simplification Act of 2014 Simplify Reporting Requirements for ECG’s and Smaller Reporting Companies? Laura Anthony, Esq.December 23, 2014 034800