PCAOB AuditingSarbanes-Oxley Act of 2002SEC GuidanceUncategorized Analysis of Section 404(b) of the Sarbanes-Oxley Act of 2002 for Non-Accelerated Filers Laura Anthony, Esq.October 15, 2009 Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accord... 033900
Rule 144Securities AttorneysUncategorized Examination of Rule 144 and Potential Interpretations Laura Anthony, Esq.October 6, 2009 Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accord... 020200
OTCBBRule 144Rule 145Section 5Spin-OffUncategorized Five Essential Conditions for Unregistered Spin-Offs Laura Anthony, Esq.October 28, 2009 A spin-off occurs when a parent company distributes shares of a subsidiary to the parent company’s shareholders such that the subsid... 048500
Direct Public Offering (DPO)Due DiligenceForm 10Going PublicMerger TransactionMergers And AcquisitionsPublic Shell CompanyReverse MergersReverse Triangular MergerRule 144Securities AttorneysSuper 8-KSuper 8-k Requirements Guide to Reverse Merger Transaction Laura Anthony, Esq.March 18, 2014 066300
Broker-DealerDepository Trust Company (DTC)Due DiligenceFINRAGoing PublicReverse MergersSEC Rule 15c2-11 Market Makers Rely on Due Diligence in Reverse Mergers Laura Anthony, Esq.October 3, 2009 Learn how to quickly and effectively complete the due diligence process for reverse mergers. Florida securities attorney Laura Antho... 029800
Mergers And Acquisitions Mergers and Acquisitions – The Acquisition Agreement Laura Anthony, Esq.May 27, 2011 Simply stated, the acquisition agreement sets forth the financial terms of the transaction and legal rights and obligations of the p... 018100
Hostile TakeoverMerger TransactionMergers And AcquisitionsReverse MergersReverse Triangular MergerUncategorized Mergers And Acquisitions – The Merger Transaction Laura Anthony, Esq.October 20, 2015 044200
Direct Public Offering (DPO)Due DiligenceOTCBBPublic Shell CompanyRegulation S-KReverse Mergers Necessity of Background Searches on Officers and Directors as Part of Due Diligence Prior to a Reverse Merger or IPO Laura Anthony, Esq.October 17, 2009 Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accord... 028100
FINRASEC Guidance New FINRA Requirements for Corporate Actions Require More Thorough Documentation on Behalf of Issuers Laura Anthony, Esq.October 19, 2009 Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accord... 022000
Due DiligenceNASDAQOTC MarketOTCBBOTCQB and OTCQXReverse MergersSEC GuidanceSmall Cap Market OTCBB Reporting Requirements Enable Successful Reverse Mergers Laura Anthony, Esq.October 5, 2009 030800